Mar 21
2006

Phillip Lee Head, and Wintford Evans Verkin, Jr.

Phillip Lee Head , and Wintford Evans Verkin, Jr. of Sugarland, and Galveston, Texas respectively, were indicted on March 21, 2006 in the 122nd Judicial District Court, Galveston County, Texas, Cause No.'s 06CR0955, and 06CR0956, for securities fraud. They were charged with engaging in fraud in...

Mar 9
2006

Phillip Ronald Richardson, and Donna Wick Richardson

Phillip Ronald Richardson , and Donna Wick Richardson of The Woodlands, Texas, were indicted on March 9, 2006 in the 177th District Court, Harris County, Texas, Cause No.'s 1060965, and 1060964, for securities fraud. They were charged with engaging in fraud in connection with the offer for sale...

Mar 6
2006

Nicholas Mitsakos

Nicholas Mitsakos , of Lewisville, Texas, as President of Petromerica Resources, LLC, was found guilty on March 6, 2006 in the United States District Court, Eastern District of Texas, Sherman Division, Cause No. 4:05:CR-00003-001 of securities fraud, wire fraud, and 22 counts of mail fraud....

Mar 3
2006

James H. Gentry

James H. Gentry of Sanger, Texas, president of Federal Funding, Inc. and First Realty of the Southwest, Inc. pleaded guilty on March 3, 2006 in the 16th Judicial District Court in Denton County, Texas, Cause No. F-2005-1107-B to theft. Gentry received ten years probation and was ordered to pay...

Mar 1
2006

James Eugene Graves

James Eugene Graves of Claude, Texas, was indicted on March 1, 2006 in the 287th Judicial District Court in Bailey County, Texas, Cause No. 2398. Graves was indicted for theft and for securing execution of a document by deception in the sale of an investment in a timeshare sale/leaseback...

Feb 22
2006

Carlos Jorge Hinojosa

Carlos Jorge Hinojosa , of Mercedes, Texas, plead guilty on February 22, 2006 in the United States District Court, Southern District of Texas, Brownsville Division, to money laundering charges. Hinojosa was sentenced to 167 months in prison, 3 years supervised release and ordered to pay $6,659....

Feb 9
2006

Gary Raymond Moss

Gary Raymond Moss , of El Paso, Texas, pled guilty on February 9, 2006 in the United States District Court, Western District of Texas, El Paso Division, Cause No. EP-05-CR-475-FM, to securities and wire fraud. Moss had sold investments in a prime bank scheme known as Oxford American Benefits...

Feb 9
2006

James David Gauch

James David Gauch , of Allen, Texas, was indicted on February 9, 2006 in the 104th District Court, Taylor County, Texas, Cause No. 15912B, for securities fraud. Gauch, doing business as Restaurant Development Resource Network, Inc. (RDRN) allegedly sold 1,180,000 shares of RDRN for $118,000 to...

Feb 7
2006

Melvin Dean Marshall

Melvin Dean Marshall of Meadowlakes, Texas, was indicted on February 7, 2006 in the 33rd Judicial District Court in Burnet County, Texas, Cause Nos. 32521, 32522, 32523, and 32524, for securities fraud, theft, and unregistered securities. Marshall was selling investment agreements through his...

Feb 7
2006

Susan Marshall

Susan Marshall of Meadowlakes, Texas was indicted on February 7, 2006 in the 33rd Judicial District Court in Burnet County, Texas, Cause Nos. 32525, and 32526, for securities fraud and theft. Marshall was a party to selling investment agreements through Melvin Dean Marshall's Insurance company...

Feb 7
2006

Steven Michael Herrer

Steven Michael Herrera of Plano, Texas, was indicted on February 7, 2006 in the 140th Judicial District Court in Lubbock County, Texas, Cause No. 2006-411610, for theft. Herrera allegedly held himself out as a broker and persuaded an elderly man to wire $15,000 for the purpose of purchasing...

Jan 30
2006

Richard August Lowrance, Sr.

Richard August Lowrance, Sr. of Portland, Texas, plead nolo contendere on January 30, 2006 in the 319th Judicial District Court in Nueces County, Texas, Cause No.'s 05-CR-4142-G, and 06-CR-0404-G, to violations of the registration requirements of the Texas Securities Act. Lowrance was sentenced...

Jan 11
2006

Jacob Cody Evans

Jacob Cody Evans , of Mabank, Texas, pled guilty on January 11, 2006 in the 422nd District Court in Kaufman County, Texas, Cause No.'s 23537-422, 23562-422, 23563-422, 23564-422, and 23565-422 to one count of theft between $100,000 and $200,000 and four counts of misapplication of fiduciary...

Dec 1
2005

Richard August Lowrance, Sr

Richard August Lowrance, Sr . of Portland, Texas, was indicted on December 1, 2005 in the 319th Judicial District Court in Nueces County, Texas, Cause No. 05-CR-4142-G, for violations of the registration requirements of the Texas Securities Act. Lowrance was a sales agent for Premium Income...

Nov 23
2005

Charles M. Langston

Charles M. Langston , of Denton County, Texas, pleaded guilty on November 23, 2005 in the United States District Court, Northern District of Texas, Dallas Division, Cause No. 3-03:CR-256-M to wire fraud and aiding and abetting. Langston was sentenced to 30 months imprisonment, and ordered to...

Nov 16
2005

Donald J. Taylor

Donald J. Taylor of San Antonio, Texas, president and owner of Cimarron Operating, Inc. and Texas Southern Energy Corp., was indicted on November 16, 2005 in the United States District Court, Western District of Texas, San Antonio Division, Cause No. SA-05-CR-733XR for securities fraud, mail...

Nov 7
2005

Bruce Frank Ruark

Bruce Frank Ruark of Austin, Texas, was indicted on November 7, 2005 in the 277th Judicial District Court in Williamson County, Texas, Cause No. 05-1176-K277. Ruark was charged with acting as an unregistered sales agent in the sale of the unregistered securities issued by Mobile Billboards of...

Sep 28
2005

Benny Lynn Holland

Benny Lynn Holland of Katy, Texas, was indicted on September 28, 2005 in the 91st Judicial District Court in Eastland County, Texas, Cause No. CR-05-20773, for violations of the registration requirements of the Texas Securities Act. Holland is charged with acting as an unregistered sales agent...

Sep 8
2005

Micheal Ray Gee, aka Micheal Ray Wright

Micheal Ray Gee, aka Micheal Ray Wright of Keller, Texas, was indicted on September 8, 2005 in the 203rd Judicial District Court in Dallas County, Texas, Cause No. F-05-01302, and Cause No. F-05-01304 for securities fraud and misapplication of property by a fiduciary. Gee is charged with...

Sep 5
2005

Randall T. Treadwell

Randall T. Treadwell , of Atlanta, Georgia; Arnulfo Medina Acosta , of Edinburg, Texas; Ricky D. Sluder , of Troup, Texas; and Larry C. Saturday , of Savannah, Georgia; doing business through Qwest International, Inc.; Wealth Builders Club, Inc.; and Learn Waterhouse, Inc., were indicted on...

Aug 15
2005

Ronald Dean Yeasley

Ronald Dean Yeasley , of Round Rock, Texas, pled guilty on August 15, 2005 in the 26th Judicial District Court in Williamson County, Texas, Cause No. 05-597-K26, to one count of selling a security without being registered as a securities dealer, agent, or salesman with the Securities...

Jul 20
2005

John Kareem Wannamaker

John Kareem Wannamaker , of Dallas, Texas, Patrick Price , of High Ridge, Missouri, and Nancy Harlan Saporta , of Denver, Colorado, doing business through 3KTrade.com, Inc., were indicted on July 20, 2005 in the U.S. District Court, Northern District of Texas, Cause No. 305-CR-0184K for...

Jul 7
2005

Charles M. Langston

Charles M. Langston , of Highland Park, Texas, was re-indicted by a grand jury in the U.S. District Court, Northern District, Dallas Division on July 7, 2005. Langston had been previously indicted on August 3, 2004 for securities fraud, seven counts of mail fraud, three counts of money...

Jun 30
2005

James H. Gentry

James H. Gentry of Sanger, Texas, president of Federal Funding, Inc. and First Realty of the Southwest, Inc. was indicted on June 30, 2005 in the 16th Judicial District Court in Denton County, Texas, Cause No. F-2005-1107-B for theft of $200,000 or more. In 2003 and 2004, Gentry allegedly sold...

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