Jun 7
2005

Ronald Dean Yeasley

Ronald Dean Yeasley , of Round Rock, Texas, was indicted on June 7, 2005 in the 26th Judicial District Court in Williamson County, Texas, Cause No. 05-597-K26, on one count of offering for sale and selling a security without having been duly registered as a securities dealer, agent, or salesman...

May 26
2005

Christina Gonzalez

Christina Gonzalez , of Corpus Christi, Texas, pled guilty on May 26, 2005 in the 28th District Court, Nueces County, Texas, Cause No. 04-CR-162A, to theft and securing execution of a document by deception. Gonzalez was sentenced on June 9, 2005 to 10 years community supervision. As a condition...

May 25
2005

Richard Muñoz, Jr.

Richard Muñoz, Jr. , of San Antonio, Texas, was indicted on May 25, 2005 in the 379th Criminal District Court in Bexar County, Texas, Cause No. 2005 CR 3960 A, for misapplication of fiduciary property and theft. Roberto Riojas , of Castroville, Texas, was indicted on May 25, 2005 in the 379th...

May 19
2005

Larry Wayne Tyler

Larry Wayne Tyler , of Fort Worth, Texas, pled guilty on May 19, 2005 in the United States District Court, Northern District of Texas, Cause Number 3:04-CR-145-H(01) to Securities Fraud, and Mail Fraud. He was sentenced to 48 months for securities fraud and 48 months for mail fraud, to be...

May 12
2005

Jacob Cody Evans

Jacob Cody Evans , of Mabank, Texas, was indicted on May 12, 2005 in the 422nd District Court in Kaufman County, Texas, Cause No. 23562-422, on one count of theft between $100,000 and $200,000 and four counts of misapplication of fiduciary property between $1,500 and $20,000.

May 4
2005

Charles M. Langston

Charles M. Langston , of Highland Park, Texas, was re-indicted by a Grand Jury in the U.S. District Court, Northern District, Dallas Division on May 4, 2005. Langston was previously indicted on August 3, 2004, in the U.S. District Court, Northern District, Dallas Division for securities fraud,...

May 3
2005

Charles Wayne Kilway

Charles Wayne Kilway , of N Richland Hills, Texas, pled guilty on May 3, 2005 in the 203rd District Court, in Dallas County, Texas, Cause Numbers F03-00318, and F03-00319 to Selling Securities without being a Registered Dealer and to the Sale of Unregistered Securities. He was sentenced to 10...

Apr 28
2005

Bobby E. Hearn

Bobby E. Hearn , of Ft. Worth, Texas, was indicted on April 28, 2005 in the Tarrant County Criminal District Court, No. 3, for selling securities at a time when he was not registered with the Securities Commissioner and for selling unregistered securities.

Apr 22
2005

Thomas J. Smith

Thomas J. Smith , of Grand Rapids, Michigan, President of Trade Partners, Inc. pled guilty on April 22, 2005 in the United States District Court, Western District of Michigan, Cause Numbers 1:04-CR-174-01; and 1:04-CR-181-01, to Securities Fraud, Mail Fraud, and Interstate Transportation in Aid...

Apr 12
2005

William Edward Glass

From in or about April 2002, to in or about November 2003, William Edward Glass of Austin, Texas directed the sale of investment opportunities. Glass raised approximately $250,000 from an investor. Glass represented to the investor that their money would be placed in various investment...

Apr 11
2005

Edward Glass

James Alan Crump of Houston, Texas, was indicted on April 11, 2005 in the 337th District Court in Harris County, Cause No. 1023063 for the sale of a security by an unregistered dealer.

Apr 3
2005

Timothy A. McMurray

Timothy A. McMurray and Bradley D. Woy , pled guilty on April 3, 2005 in the United States District Court, Northern District of Texas, Dallas Division, Cause Number 3:03-CR-270-N to Securities Fraud. They were sentenced to 30 and 32 months respectively in federal prison and ordered to pay $1,...

Mar 18
2005

Montgomery Lee Merrell

Montgomery Lee Merrell , doing business as CMI Financial, pled guilty to felony charges of selling unregistered securities and selling securities without being registered as a securities dealer on March 18, 2005 in the 297th District Court of Tarrant County, Texas, Cause No. 0818605D. Merrell...

Mar 9
2005

Stuart Rogers Cole

Stuart Rogers Cole , of Dallas, Texas, president of PetroQuest Development, Inc. was convicted on March 9, 2005 in the United States District Court, Northern District of Texas, Dallas Division, Case No. 3:03-CR-431-D(01), on four counts of securities fraud, five counts of mail fraud, one count...

Mar 2
2005

Gary Raymond Moss

Gary Raymond Moss , of El Paso, Texas, doing business as Oxford American Benefits Trust (“OABT”) and American Living Trust Services (“ALTS”), was indicted on March 2, 2005 in the United States District Court for the Western District of Texas, El Paso County, on eight counts of wire fraud, four...

Mar 1
2005

Jules B. Fleder

Jules B. Fleder , of Beverly Hills, California, was indicted on March 1, 2005 in the US District Court, Eastern District of Texas, Tyler Division, Cause No. 6:05CR16, on five counts of mail fraud in the sale of $2 million in investments in the Prairie Lake Estates, LP real estate development...

Feb 18
2005

Lori Lea Burrow

Lori Lea Burrow , of Austin, Texas, a sales agent of PaymentWorks, Inc. d/b/a XpressPay ATM, pled guilty on February 18, 2005 in the 331st Judicial District Court of Travis County, Texas, Cause No. 1030856, to the sale of securities without being registered as a dealer or agent. Ms. Burrow was...

Feb 10
2005

Oliver Meza

Oliver Meza , of San Antonio, Texas, pled nolo contendere on February 10, 2005 in the 144th District Court, Bexar County, Texas, Cause No. 2004CR2441B, to misapplication of fiduciary property over $200,000. Meza was sentenced to 10 years in prison and ordered to pay $180,135.20 in restitution....

Feb 3
2005

Damon Mark Lewis

Damon Mark Lewis , of Dallas, Texas, doing business as Celtic Crown Management, Inc. a/k/a Celtic Crown Capital and Celtic Crown Aggressive Fund, LP, pled guilty on December 22, 2004 in the 291st District Court in Dallas, Texas to a first degree felony count of securities fraud and a second...

Jan 31
2005

Lanny Blake Lown

Lanny Blake Lown , doing business as One West Financial Services, was enjoined on January 31, 2005 in the 250th Judicial District of Travis County, Texas with a Permanent Injunction and was ordered to pay restitution of $14,000,000 to investors. The Court further appointed a Permanent Receiver...

Jan 12
2005

Nicholas Mitsakos

Nicholas Mitsakos , of Lewisville, Texas, as President of Petromerica Resources, LLC was indicted on January 12, 2005 in the US District Court, Eastern District of Texas, Sherman Division on one count of securities fraud, one count of wire fraud and 22 counts of mail fraud. Mr. Mitsakos is...

Jan 12
2005

Bryan Wilson Taylor

Bryan Wilson Taylor , of Dallas, Texas, doing business as A Diamond Is Forever and as the Bryan Taylor Group, pled guilty to wire fraud on October 20, 2004, in the U.S. District Court, Northern District, Dallas Division, Cause No. 3:04-CR-150-P. On January 12, 2005, Mr. Taylor was sentenced...

Jan 12
2005

Jerrold Wayne Myers

Jerrold Wayne Myers , of Bartlesville, Oklahoma doing business as Third Day, Ltd., pled guilty to securities fraud on October 12, 2004, in the U.S. District Court, Northern District, Dallas Division Cause No. 3:04-CR-150-P. On January 12, 2005, Mr. Myers was sentenced to 10 months in prison and...

Nov 9
2004

Richard Manuel Martinez: 10 Years Deferred Adjudication

Richard Manuel Martinez of San Antonio,was sentenced to a 10-year term of deferred adjudication on Nov. 9, 2004, in the 144th Judicial District Court of Bexar County, for the offense of securities fraud in the amount of more than $100,000.

Martinez and Oliver Meza had been charged with...

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