For Professionals & the Industry
Registration of Dealers & Investment Advisers
Regulation of Securities Offerings
Learn the CORE FOUR
Learning about investing starts with the Core Four. Explore our new printable PDFs on Making Investments, Investing for Retirement, Choosing a Financial Professional, and Scams & Unsuitable Investments.
Order the 2018 Texas Investor Guide
The new edition of the Texas Investor Guide: Strategies for Investing Wisely and Avoiding Financial Fraud is fully updated, and includes new material on robo-advisory firms and other investment trends. It's free, and multiple copies are available. Email firstname.lastname@example.org and provide a mailing address.
The Latest News & Publications
The chief executive officer of an Austin-area cryptocurrency investment firm has agreed to stop offering for sale any security in Texas until the firm complies with state registration requirements.
Texas Securities Commissioner Travis J. Iles on Feb. 15 entered an Order in which Daniel...
Learning about investing starts with the Core Four.
Hey, good question.
The answer is found in four new printable PDFs from the Texas State Securities Board. They explain the core principles of smart investing, whether you invest on your own or want to hire a...
Texas Securities Commissioner Travis J. Iles on Feb. 9 entered an Emergency Cease and Desist Order against two Dallas men who are soliciting $4.4 million for an oil and gas project without disclosing their history of unpaid tax liens and allegations of fraud.
The order names Jason A....
Texas Securities Commissioner Travis J. Iles on Feb. 2 entered an Emergency Cease and Desist Order against DavorCoin , an entity offering investments in a cryptocurrency lending program in Texas.
The emergency order found that DavorCoin is telling investors they can earn lucrative...
About the Texas Securities Board
The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.