New: Articles on Investing

A dozen articles on mutual funds, asset classes, keys to retirement saving, the investing principles and topics every investor should know – and a whole lot more.
Texas Investor Guide en espanol

Texas Investor Guide en Español:
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The Latest News & Publications

Travis Iles Named Deputy Securities Commissioner

Texas Securities Commissioner John Morgan announced today that Travis J. Iles has been named Deputy Commissioner of the State Securities Board.

Iles joined the State Securities Board in 2001 and for the past six years served as Assistant Director of the Enforcement Division.


Investor Alert: Scams Target Immigrant Investor Visa Program

An immigrant visa program designed to attract foreign investment in U.S. businesses has also attracted scammers targeting immigrant investors.

At issue is the federal immigrant visa known as the Employment-Based, Fifth Preference (EB-5) visa. Foreign investors who meet certain...

15-Year Sentence for Stock-Trade Scam

Enticed by the promise of quick profits, investors in and around the small South Texas town of Alice sunk at least $5 million into Michael Anthony Collins’ stock-trading operation only to see their money stolen outright or used to fund a Ponzi scheme.

Collins pleaded guilty to charges of...

Emergency Action Filed Against Dallas-Area Investment Promoter

Texas Securities Commissioner John Morgan entered an Emergency Cease and Desist Order on Aug. 15 that requires Bobby Eugene Guess, an unregistered investment promoter, to stop engaging in fraud in marketing promissory notes tied to a wide array of businesses.

The emergency order cites...

About the Texas Securities Board

Our Mission

The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.

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