For Professionals & the Industry
Registration of Dealers & Investment Advisers
Regulation of Securities Offerings
Investing: Less Pain, More GainA baker's dozen articles on mutual funds, keys to retirement saving, the investing principles every investor should know – and a whole lot more.
Order Your Free Copy of the Updated 2017 Texas Investor GuideTo receive free copies of the Texas Investor Guide: Strategies for Investing Wisely and Avoiding Financial Fraud, provide a mailing address to Robert Elder, Communications & Education Coordinator, at firstname.lastname@example.org, and specify the number of copies you would like to receive.
The Latest News & Publications
Military Saves Week starts Feb. 27, and the Texas State Securities Board continues to offer two resource-packed financial guides to help active military and veterans make confident, informed financial decisions.
A Salute to Smart Investing and the Veterans Handbook: Tactics for Civilian...
You asked, we answered. The State Securities Board’s flagship publication, the Texas Investor Guide: Strategies for Investing Wisely and Avoiding Financial Fraud , is back in stock, updated for 2017, and available for free.
The Investor Guide provides unbiased, straightforward...
Most New Year's lists of the financial variety are inflicted on the public for no apparent reason. No one consistently predicts the direction of the stock market or can tell you the 10 Best Mutual Funds to buy or which mattresses will best conceal your cash.
The Texas State Securities...
Bobby Eugene Guess, who promoted himself as a financial maven through radio advertising and investment seminars in the Dallas-Fort Worth area, was arrested Dec. 19 following his indictment on charges related to the multi-million-dollar sale of investments in an Internet advertising company....
About the Texas Securities Board
The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.