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The State Securities Board and Solium Financial Services, LLC resolved the firm’s unregistered dealer activity over an extended period of time with the entry of a consent order . Solium agreed to comply with the provisions of Section 12.A of the Texas Securities Act .
This matter was...
Securities Commissioner Travis J. Iles entered an order finding that Georgetown resident Randall “Randy” Johnson engaged in an illegal and fraudulent offering of investments tied to medical devices.
The order also found Johnson engaged in a scheme to obstruct the investigation of the...
Commissioner Stops Mind Capital From Marketing Fraudulent International Cryptocurrency Pyramid Scheme to Texans
Securities Commissioner Travis J. Iles brought an emergency action to stop Mind Capital OÜ aka Mind Capital Tech SL, a Spanish and Estonian domiciled company, from illegally promoting a cryptocurrency investment pyramid scheme in Texas.
According to the order, investors purchase MCcoin...
The Texas State Securities Board issued two emergency cease and desist orders against firms and individuals claiming to provide lucrative investment opportunities in international cryptocurrency trading platforms that trade bitcoin and mine cryptocurrency. The subjects of the orders purport to...
About the Texas Securities Board
The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.