For Professionals & the Industry
Registration of Dealers & Investment Advisers
Regulation of Securities Offerings
Investing: Less Pain, More Gain
A baker's dozen articles on mutual funds, keys to retirement saving, the investing principles every investor should know – and a whole lot more.
Order Now: Fully Updated 2018 Texas Investor Guide
The 2018 edition of the Texas Investor Guide: Strategies for Investing Wisely and Avoiding Financial Fraud is here. As always, the new Investor Guide is fully updated, and includes new material on robo-advisory firms and other investment trends. It's free, and multiple copies available. Email email@example.com and provide a mailing address.
The Latest News & Publications
It's here: the 2018 edition of the Texas Investor Guide: Strategies for Investing Wisely and Avoiding Financial Fraud .
As always, the new Investor Guide is fully updated to provide you with the latest information for smart and safe investing.
The 2018 edition includes new...
The Texas Securities Commissioner has entered an Emergency Cease and Desist Order to halt the multiple investment programs operated by BitConnect, an overseas company that claims a market share of $4.1 billion for its cryptocurrency coins.
BitConnect is soliciting investors for...
Texas Securities Commissioner Travis J. Iles entered an Emergency Cease and Desist Order Dec. 20 against USI-Tech Limited, an overseas firm that is promising low-risk, triple-digit returns from investments tied to Bitcoin mining.
The enforcement staff of the State Securities Board...
Texas Securities Commissioner Travis J. Iles last week revoked the investment adviser registration of Irving-based Jackson Financial Services after its president, David Jackson , repeatedly refused to turn over emails regarding his solicitation of clients.
The Disciplinary Order, entered...
About the Texas Securities Board
The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.