For Professionals & the Industry
Registration of Dealers & Investment Advisers
The Latest News & Publications
Tin and aluminum are traditional for a 10th anniversary, but we got you a book: The 10th anniversary edition of the Texas Investor Guide: Strategies for Investing Wisely and Avoiding Financial Fraud .
As always, it is free upon request, and you can obtain copies by providing a mailing...
Certain types of investments—and investment promoters—should always get your common sense tingling.
Recognizing fraudulent and inappropriate investments is one part of the equation for safe investing. Knowing what to do — the questions to ask, the steps to take — is the second. As you...
Texas Securities Commissioner Travis J. Iles took emergency action Dec. 30 to stop an unregistered Sugar Land investment promoter from offering guaranteed returns through the trading of foreign currencies.
According to the Emergency Cease and Desist Order , Onoriode Ikimi , who also goes...
Texas Securities Commissioner Travis J. Iles entered three emergency orders on Nov. 22 against Timeless Protect LLC , a company that claims it is erasing the risk in oil and gas offerings being marketed to investors in Texas.
Timeless Protect, with offices in Florida and Ontario, Canada...
About the Texas Securities Board
The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.