For Professionals & the Industry
Registration of Dealers & Investment Advisers
Regulation of Securities Offerings
Investing: Less Pain, More GainA baker's dozen articles on mutual funds, keys to retirement saving, the investing principles every investor should know – and a whole lot more.
Order Your Free Copy of the
To receive free copies of the Texas Investor Guide: Strategies for Investing Wisely and Avoiding Financial Fraud – in English or Spanish – provide a mailing address to Robert Elder, Communications & Education Coordinator, at firstname.lastname@example.org, and specify the number of copies you would like to receive.
2017 Texas Investor Guide
The Latest News & Publications
The Texas State Securities Board has published resources to assist state-registered investment advisory firms and other registered professionals in developing and strengthening cybersecurity plans.
“Cyberattacks are on the rise, and their scope and complexity mean state-registered...
Military Saves Week is Feb. 27 through March 4, and the Texas State Securities Board continues to offer a resource-packed financial guide to help members of our military make confident, informed financial decisions.
A Salute to Smart Investing provides active military members with the...
Most New Year's lists of the financial variety are inflicted on the public for no apparent reason. No one consistently predicts the direction of the stock market or can tell you the 10 Best Mutual Funds to buy or which mattresses will best conceal your cash.
The Texas State Securities...
Bobby Eugene Guess, who promoted himself as a financial maven through radio advertising and investment seminars in the Dallas-Fort Worth area, was arrested Dec. 19 following his indictment on charges related to the multi-million-dollar sale of investments in an Internet advertising company....
About the Texas Securities Board
The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.