Investing: Less Pain, More Gain

A baker's dozen articles on mutual funds, keys to retirement saving, the investing principles every investor should know – and a whole lot more.
2017 Texas Investor Guide

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2017 Texas Investor Guide

To receive free copies of the Texas Investor Guide: Strategies for Investing Wisely and Avoiding Financial Fraud – in English or Spanish – provide a mailing address to Robert Elder, Communications & Education Coordinator, at relder@ssb.texas.gov, and specify the number of copies you would like to receive.
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Southeast Asia, West Africa, and a Bankrupt Texas Investment Promoter

Nearly $341,000 in restitution has been paid to investors in a company whose fraud stretched from Southeast Asia to southeast Texas to West Africa.

Alan Derek Jernigan , who sold investments in deals that would purportedly export medical test kits to the Philippines and Malaysia, was...

Order: Stock Scheme Promoters Impersonating Advisory Firm

Texas Securities Commissioner John Morgan entered an Emergency Cease and Desist Order on May 5 alleging that two investment promoters who are soliciting funds for a stock scheme are falsely claiming to be an existing investment advisory firm in Dallas.

According to the order, Raymond...

Oil and Gas Promoter Sentenced to 6 Years

Years before Mark Christopher Parman of Frisco started selling investments in oil and gas projects, he had been sanctioned by regulators, ordered to pay $2 million in restitution to previous investors and clients, and filed for bankruptcy.

Now add convict to Parman’s resume. He was...

Austin Concert Promoter's Encore: 10-Year Prison Sentence

One-time entertainment promoter David Elliott Rosen of Austin was sentenced to 10 years to prison on May 4 for for a nearly $2 million fraud based on the sale of investments in his concert-promotion business.

Rosen pleaded guilty to securities fraud in Travis County State District Court...

About the Texas Securities Board

Our Mission

The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.

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