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Investing: Less Pain, More Gain
A baker's dozen articles on mutual funds, keys to retirement saving, the investing principles every investor should know – and a whole lot more.
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2017 Texas Investor Guide
To receive free copies of the Texas Investor Guide: Strategies for Investing Wisely and Avoiding Financial Fraud – in English or Spanish – provide a mailing address to Robert Elder, Communications & Education Coordinator, at relder@ssb.texas.gov, and specify the number of copies you would like to receive. The Latest News & Publications
Order: Stock Scheme Promoters Impersonating Advisory Firm
Texas Securities Commissioner John Morgan entered an Emergency Cease and Desist Order on May 5 alleging that two investment promoters who are soliciting funds for a stock scheme are falsely claiming to be an existing investment advisory firm in Dallas.
According to the order, Raymond...
Austin Concert Promoter's Encore: 10-Year Prison Sentence
One-time entertainment promoter David Elliott Rosen of Austin was sentenced to 10 years to prison on May 4 for for a nearly $2 million fraud based on the sale of investments in his concert-promotion business.
Rosen pleaded guilty to securities fraud in Travis County State District Court...
Oil and Gas Promoter Sentenced to 6 Years
Years before Mark Christopher Parman of Frisco started selling investments in oil and gas projects, he had been sanctioned by regulators, ordered to pay $2 million in restitution to previous investors and clients, and filed for bankruptcy.
Now add convict to Parman’s resume. He was...
Are You Cyber-Insecure? Resources for Investment Advisers
The Texas State Securities Board has published resources to assist state-registered investment advisory firms and other registered professionals in developing and strengthening cybersecurity plans.
“Cyberattacks are on the rise, and their scope and complexity mean state-registered...
About the Texas Securities Board
Our Mission
The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.
