ALERT:
For Professionals & the Industry
Registration of Dealers & Investment Advisers
Regulation of Securities Offerings
For Investors
Learn the CORE FOUR
Learning about investing starts with the CORE FOUR: Making Investments, Investing for Retirement, Choosing a Financial Professional, and Scams & Unsuitable Investments. All are available in Spanish.
Order the 2020 Texas Investor Guide
Order the 10th anniversary edition of the Texas Investor Guide: Strategies for Investing Wisely and Avoiding Financial Fraud. For free copies, provide a mailing address to txig@ssb.texas.gov. The Investor Guide is also in Spanish.
The Latest News & Publications
Texas State Securities Board Issues Guidance on Investment Advisers' Use of Data Aggregation Services
The Texas State Securities Board (“TSSB”) is issuing this notice to provide guidance to investment advisers and their clients regarding the use of data aggregation services and third-party platforms.
Recent flooding has brought devastation across Texas—it can also bring investment fraud
Recent flooding in Central Texas has brought devastation across the state. As people across Texas mourn and begin to rebuild, the Texas State Securities Board wants to caution individuals of potential investment scams.
Click Here to Read Full News Release
Joshua Allen, Michael Cox, and Brooklynn Chandler Willy Indicted on Federal Charges
On July 2, 2025, a federal grand jury returned an indictment, recently unsealed, charging Joshua Allen of Lubbock, Texas, Michael Cox of Lubbock, Texas, and Brooklynn Chandler Willy, of San Antonio, Texas, each with one count of conspiracy to...
About the Texas Securities Board
Our Mission
The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.
