May 29
2007

David Theodore "Ted" Schuch

David Theodore "Ted" Schuch , of San Antonio, Texas, was sentenced on May 29, 2007, in the U.S. District Court, Western District of Texas, San Antonio Division, Cause No. SA-04-CR-093, after having pleaded guilty to conspiracy to commit securities fraud, mail fraud, wire fraud. Schuch and...

May 17
2007

William N. Kirshner

William N. Kirshner , of Corpus Christi, Texas, was reindicted on May 17, 2007, in Cause No. 06-CR-4248A (S1), in the 28th District Court of Nueces County, Texas, for on aggregated theft of property valued at $100,000 or more but less than $200,000. Kirshner allegedly engaged in a scheme and...

May 16
2007

Jeffrey Eugene Brown

Jeffrey Eugene Brown , of Mesquite, Texas, was ordered to pay restitution of $48,229.24 on May 16, 2007, in the 7th District Court of Smith County, Texas, Cause No. 007-0213-06. Brown previously pled guilty on January 31, 2007 to acting as an unregistered sales agent in the offer for sale and...

May 11
2007

Susan M. Marshall

Susan M. Marshall , of Meadowlakes, Texas, pled guilty on May 11, 2007, in the 33rd District Court of Burnet County, Texas, Cause No. 32526, to first degree theft. Marshall was a party to selling investment agreements through Melvin Dean Marshall's Insurance Company, Marshall Insurance Agency,...

May 11
2007

Melvin Dean Marshall

Melvin Dean Marshall , of Meadowlakes, Texas, ordered to pay restitution of $382,477.49 on May 11, 2007, in the 33rd District Court of Burnet County, Texas, Cause No. 32521. This order was based on Marshall's previous convictions in November 2006 for theft and securities fraud. At that time,...

May 7
2007

Frederick Otto Delin

Frederick Otto Delin , of Denison, Texas, was indicted on May 7, 2007, in the 15th District Court of Grayson County, Texas, Cause No. 55950-15, for theft of property with a value greater than or equal to $200,000, and misapplication of fiduciary property from an elderly individual. Delin was...

May 2
2007

James C. McCauley

James C. McCauley of Longview, Texas was indicted on May 2, 2007 in the 76th Judicial District Court in Camp County, Texas, Cause No. CF-07-380, on 26 counts of misapplication of fiduciary property. In all 26 counts the Grand Jury alleged McCauley as a fiduciary or as a person acting in a...

May 1
2007

Kenneth William Elgin

Kenneth William Elgin , of Tyler, Texas, doing business as West Coast Resources, Inc. and Trinidad Exploration, Inc., was indicted on May 1, 2007, in the U.S. District Court, Eastern District of Texas, Cause No. 6:07cr43, on charges of wire fraud; transportation of stolen goods, securities, and...

Apr 25
2007

Cynthia Faye Setser

Cynthia Faye Setser , was indicted on April 25, 2007, in Cause No. 3-07CR0140-P, in the United States District Court, Northern District of Texas, Dallas Division, for Failure to Appear. Setser had previously pleaded guilty to securities fraud in Cause No. 3-03:CR-381-M based upon her role in...

Apr 16
2007

Bruce Frank Ruark

Bruce Frank Ruark , of Austin, Texas, pled guilty in the 277th District Court of Williamson County, Texas, to four counts of selling unregistered securities in Cause No. 05-1176-K277 and to four counts of selling securities without being registered as a dealer or agent in Cause No. 05-1175-K277...

Apr 11
2007

James Howard Vann

James Howard Vann , of Laguna Vista, Texas, and Frank L. Cohen , of Harlingen, Texas, were each charged with four counts of selling securities without a license and four counts of selling unregistered securities in Cause No. 07-CR-00000674 in a single indictment handed down by the Grand Jury of...

Apr 3
2007

Mark Wayne Jaster

Mark Wayne Jaster , of Grand Prairie, Texas, was indicted on April 3, 2007, in the U.S. District Court, Eastern District of Texas, Texarkana Division, Cause No. 5:07CR10, on 22 counts of wire fraud and aiding and abetting and one count of false personation of an officer of the United States....

Mar 23
2007

Richard Leal Ferguson: Sentenced, 12 Years

Richard Leal Ferguson of San Benito, Texas, pleaded guilty on March 23, 2007, in the 138th Judicial District of Texas in Cameron County, Cause No. 07-CR-319-B, to theft by deception and misapplication of fiduciary property, both of which are first-degree felonies.

Doing business as...

Mar 22
2007

Corey Dwayne Minor

Corey Dwayne Minor , of DeSoto, Texas, plead guilty on March 22, 2007, in the U.S. District Court, Eastern District of Texas, Sherman Division, Cause No. 4:07CR48, to one count of mail fraud. From in or about 2003 through November 2006, Minor defrauded brokerage customers by obtaining money...

Mar 20
2007

Steven Michael Herrera

Steven Michael Herrera , of Plano, Texas, was sentenced to three concurrent terms of seven months confinement in the state jail on March 20, 2007. These sentences were imposed based upon his plea of guilty to three counts of money laundering valued at between $1500 and $20,000 in Cause Nos. F-...

Feb 28
2007

Henry "Hank" Allan Clasen

Henry "Hank" Allan Clasen , of San Antonio, Texas, was sentenced on February 28, 2007, in the U.S. District Court, Western District of Texas, San Antonio Division, Cause No. SA-04-CR-093, after having pleaded guilty to conspiracy to commit securities fraud, mail fraud, wire fraud; and...

Feb 21
2007

Larry J. Kuncl

Larry J. Kuncl , of Upland, California, pled guilty on February 21, 2007, in the United States District Court, Northern District of Texas, Dallas Division, Cause No. 3:04-CR-345-M to one count of securities fraud. Kuncl was ordered to pay restitution of $7,000,000 to approximately 1700 victims...

Feb 7
2007

Saulo Abraham Muñoz

Saulo Abraham Muñoz , of El Paso, Texas, was indicted on February 7, 2007, in the 41st Judicial District Court of Texas in El Paso County, Cause No. 20070D0480, on charges of securities fraud. Muñoz is alleged to have represented to investors that he would pool their funds, invest those funds...

Feb 2
2007

Stanley James, Jr.

Stanley James, Jr. , of Richmond, Texas, was indicted on February 2, 2007, in the 400th District Court, Fort Bend County, Texas, Cause No. 07032047 on charges of misapplication of fiduciary property, money laundering, and theft in the amount of $933,344.49, involving the offer for sale and the...

Jan 31
2007

Jeffrey Eugene Brown

Jeffrey Eugene Brown , of Mesquite, Texas, pled guilty on January 31, 2007, in the 7th District Court, Smith County, Texas, Cause No. 007-0213-06 to acting as an unregistered sales agent in the sale of unregistered securities issued by Mobile Billboards of America, Inc. The program involved the...

Jan 16
2007

Joshua Nathan Setser

Joshua Nathan Setser , of Canton, Texas, was convicted on January 16, 2007, in the U.S. District Court, Northern District of Texas, Dallas Division, Cause No. 3-03:CR-381-M, on one count of securities fraud and aiding and abetting. He was ordered to serve 24 months in federal prison, followed...

Jan 8
2007

Roberto Riojas

Roberto Riojas , of Castroville, Texas, pled no contest on January 8, 2007, in the 379th District Court of Bexar County, Texas, Cause No. 2005CR3960B, to second degree misapplication of fiduciary property for his role in a day-trading scheme. On May 31, 2007, Riojas turned over a cashier's...

Dec 12
2006

Charles Dwain Davis, Jr.

Charles Dwain Davis, Jr. , of Dallas, Texas, was sentenced on December 12, 2006, in the United States District Court, Northern District of Texas, Dallas Division, following his guilty plea in July 2006 to one count of securities fraud. Davis admitted that while working as a registered...

Dec 5
2006

Phillip Ronald Richardson

Phillip Ronald Richardson , of The Woodlands, Texas, pled guilty on December 5, 2006, in the 177th District Court, Harris County, Texas, Cause No. 1060965 to securities fraud. Richardson was involved in the offer for sale and the sale of stock issued by ETG Technologies, Inc. He was sentenced...

Nov 16
2006

Jules B. Fleder

Jules B. Fleder of Beverly Hills, California, was convicted on November 16, 2006, in the United States District Court, Eastern District of Texas, Tyler Division, Cause No. 6:05CR00016-001, on one count of conspiracy to commit mail fraud and one count of securities fraud. Felder conspired with...

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