Enforcement Actions Administrative

Sep 17
2021

Notice of Hearing filed against Celsius Network, INC., Celsius Network Limited, Celsius US Holding, LLC, Celsius Network, LLC, and Celsius Lending, LLC

The Notice of Hearing was filed at the State Office of Administrative Hearings. For inquiries contact Joe Rotunda, Director of Enforcement, by email at jrotunda@ssb.texas.gov or by telephone at 512-305-8392.

Sep 17
2021

Order No. ENF-21-CDO-1850

In the Matter of Graco Commercial Capital, LLC and Raymond V. Grant: Emergency Cease and Desist Order

Sep 16
2021

Order No. ENF-21-CDO-1849

In the Matter of Riek Capital aka Riek Capital Investment aka Riek Capital Distributors, LLC; Joshua Oj Robertson; Nicolai A. Andresen; Robert Costomoris; Katherine C.B. Cullum; Steve Welch; Jeffery T. Winter; Marcos D. Leon; John M. Willock; and Gareth M. Cope: Emergency Cease and Desist Order

Sep 15
2021

Order No. ENF-21-CDO-1848

In the Matter of Michael Wichkoski and Immortal Assets: Emergency Cease and Desist order

Sep 14
2021

Order No. ENF-21-CDO-1847

In The Matter of PB & Associates, LLC, Barbara Lanesa George aka Barbara Troutman, and Patricia Coleman: Emergency Cease and Desist Order

Aug 11
2021

Order No. ENF-21-CDO-1846

In the Matter of Prestige Assets MGNT, LLC and Oscar Hill: Emergency Cease and Desist Order

Aug 6
2021

Order No. ENF-21-CDO-1845

In the Matter of First Class Wealth Preservation LLC aka First Class Metals, Mitchel Kane Malizio aka Mitch Kane and Jason Shaw: Emergency Cease and Desist Order

Jul 30
2021

Order No. IC21-CAF-03

In the Matter of Investment Adviser Registration of Legacy Wealth Advisors, inc.: Reprimanded; Fined; and Undertaking

Jul 22
2021

Notice of Hearing filed against BlockFi, Inc. and others, relating to Cryptocurrency Interest Accounts

The Notice of Hearing was filed at the State Office of Administrative Hearings. For inquiries contact Joe Rotunda, Director of Enforcement, by email at jrotunda@ssb.texas.gov or by telephone at 512-305-8392.

Jul 22
2021

Notice of Hearing filed against True Bullion LLC dba Gold and Silver International Exchange dba GSI Exchange and Anthony Allen Anderson

The Notice of Hearing was filed at the State Office of Administrative Hearings. For inquiries contact Joe Rotunda, Director of Enforcement, by email at jrotunda@ssb.texas.gov or by telephone at 512-305-8392.