News Releases

Enforcement Actions: Administrative

Jun 17

Order No. ENF-21-CDO-1842

In the Matter of Keye Midas Wealth Management Worldwide AKA Keye Midas Wealth Management Services AKA Keye Midas Private Wealth Management Services AKA KMWM; Robert Joseph Raimondo; Lilian Swift; Christie Raimondo Gabbiadini AKA Christie Raimondo; Nicolas E. Biangel; Nick Cuban; Alan Rozich and Anna Lefcovitch: Emergency Cease and Desist Order

Jun 16

Order No. ENF-21-CDO-1841

In the Matter of Premier Concepts and David A Grissom: Emergency Cease and Desist Order

Jun 15

Order No. ENF-21-CDO-1840

In the Matter of Valiant Holdings, LLC, The Goodnight Group, and David Wesley Goodnight: Emergency Cease and Desist Order

Enforcement Actions: Criminal & Civil

Jun 8

Richard Gregory Tilford: Convicted

On June 8, 2021, Richard Gregory Tilford, from Arlington, was sentenced to serve 40 years in state prison for engaging in a fraudulent digital marketing investment scheme. He was also sentenced to serve 10 years in prison for each of six counts of selling unregistered securities and 10 years in...

May 19

Carl William Pollock - Indicted

Carl William Pollock was indicted by a Travis County Grand Jury and charged with securities fraud, theft and money laundering in connection with a scheme to raise capital for Austin-based healthcare companies. The charges are first degree felony offenses, meaning Pollock faces up to 99 years or...


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