Enforcement Actions Administrative

In the Matter of Arthur R. Hudspeth

In the Matter of Robert J. Quintana D/B/A Southern Pump and Pipeline Services, and Robert J. Quintana, Individually: Agreed Cease and Desist Order

In the Matter of the Agent and Investment Adviser Registrations of Richard Henry Elizondo: Notice of Hearing

In the Matter of the Applications for the Investment Adviser Registration of Burrus Financial Services, Inc. d/b/a Burrus and the Investment Adviser Representative Registration of Jeffrey Burrus Bland: Disciplinary Order

In the Matter of the Application for Agent Registration of Gregory Frank Estes: Notice of Hearing

In the Matter of Kristopher Lee Anderson: Agreed Cease and Desist Order

In the Matter of Chad D. Taylor: Cease and Desist Order

In the Matter of Prevail Energy Inc. and Elliott Leavell: Agreed Cease and Desist Order

In the Matter of the Investment Adviser Registration of Select Asset Management LLC, and the Investment Adviser Representative Registration of Brian Anthony Bjork.

In the Matter of Michael David Lamont: Agreed Cease and Desist Order