Oct 10
2018

Order No. ENF-18-CDO-1770

In the Matter of GoForex Group AKA Go Forex Group, Mary A. Scott, and Sharon Henderson: Emergency Cease and Desist Order

Sep 18
2018

Order No. ENF-18-CDO-1769

In the Matter of Ultimate Assets LLC, Daniel Dishmon, and John Jason Woodard: Emergency Cease and Desist Order

Sep 18
2018

Order No. ENF-18-CDO-1767

In the Matter of Coins Miner Investment Ltd. AKA Coins Miner and Ana Julia Lara: Emergency Cease and Desist Order

Sep 18
2018

Order No. ENF-18-CDO-1768

In the Matter of DGBK Ltd. AKA DigitalBank, Tim Weiss, Ranka Romic and Kim Joseph Manning: Emergency Cease and Desist Order

Aug 15
2018

Order No. IC18-CAF-01

In the Matter of the Investment Adviser Representative Registration and the Ageny Registration of John William Noey: Fine, Reprimand

Aug 15
2018

Order No. IC18-CAF-02

In the Matter of the Investment Adviser Registration of TK2 Advisers LLC: Reprimand

Jul 10
2018

Order No. REG18-CAF-02

In the Matter of the Investment Adviser Registration of Sunlight Investments: Reprimand; Fine; Registration Granted

Jun 11
2018

Order No. ENF-18-CDO-1765

In the Matter of Symatric LLC FKA Sivitas LLC, Mintage Mining LLC, BC Holdings and Investments LLC DBA Mintage Mining, Social Membership Network Holding LLC, NUI Social LLC, Darren Olayan, Wyatt McCullough and William Douglas Whetsell: Emergency Cease and Desist Order

May 15
2018

Order No. ENF-18-CDO-1764

In the Matter of Wind Wide Coin AKA WWC Inc., Charles Roman, Fred Andrew, and John Anny: Emergency Cease and Desist Order

May 8
2018

Order No. ENF-18-CDO-1763

In the Matter of Forex EA & Bitcoin Investment LLC AKA My Forex EA & Bitcoin Investment LLC AKA My Forex EA, James Butcher and Richard Dunn: Emergency Cease and Desist Order

May 8
2018

Order No. ENF-18-CDO-1762

In the Matter of Bitcoin Trading & Cloud Mining Limited AKA BTCRUSH, Jaylon Cross, Bruce Rodgerson, Robin Lozinski and Thomas A. Johnson: Emergency Cease and Desist Order

Apr 5
2018

Order No. ENF-18-CDO-1761

In the Matter of Estrada Trucking Inc., Caleb Estrada Vasquez, Venture Capital Cash AKA Capital Cash Funding AKA Capital Cash, Financial Freedom Club Inc., Mark J. Moncher, 911MoneyStore Inc., and Frank Dalotto: Emergency Cease and Desist Order

Feb 26
2018

ENF-18-CDO-1760

In the Matter of Leadinvest: Emergency Cease and Desist Order

Feb 15
2018

Order No. ENF-18-CDO-1759

In the Matter of Investors of Crypto LLC and Daniel Neves: Agreed Cease and Desist Order

Feb 9
2018

Order No. ENF-18-CDO-1758

In the Matter of SourceRock Energy Phoenix Prospect LP; SourceRock Energy GP LLC; SourceRock Energy Partners LP; J.A. Gilbert AKA Jason A. Gilbert; and Parker Hallam: Emergency Cease and Desist Order

 

Jan 30
2018

REG18-SUS-01

In the Matter of the Investment Adviser Registration of Jason N. Anderson: Suspension

Jan 24
2018

ENF-18-CDO-1756

In the Matter of R2B Coin: Emergency Cease and Desist

Jan 8
2018

Order No. ENF-18-CDO-1755

In the Matter of the 7S Oil & Gas LLC, Pecos O&G Corporation, and William A. Sewell A/K/A Gillian Sewell: Agreed Cease and Desist Order

Dec 29
2017

Order No. IC17-REV-01

In the Matter of the Investment Adviser Registration of Jackson Financial Services: Revocation

Dec 1
2017

Order No. REG17-CAF-07

In the Matter of the Investment Adviser Representation and the Agent Registration of Richard L. Havard: Fine, Reprimand

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