Enforcement Actions Administrative

In the Matter of the Agent Registration of Wang Chang Tsai: Reprimanded and Undertaking with Refund Ordered

In the Matter of the Agent Registration of Ting Chen: Reprimanded and Undertaking with Refund Ordered

In the Matter of the Dealer Registration of Landolt Securities, Inc.: Reprimanded & Fined

In the Matter of Voyager Digital LTD.; Voyager Digital Holdings, Inc.; and Voyager Digital, LLC: Consent Order

In the Matter of TEXITcoin, MineTXC, Blockchain Mint, and Robert J. Gray: Emergency Cease and Desist

In the Matter of the Investment Adviser Representative and Agent Registration of Logan Cox: Reprimanded & Undertaking

In the Matter of the Dealer Registration of TD Ameritrade, Inc.: Reprimanded and Fined

In the Matter of the Dealer Registration of Stifel, Nicolaus & Company, Inc.: Reprimanded, Fined, and Cease & Desist Order

In the Matter of the Dealer Registration of RBC Capital Markets, LLC: Reprimanded, Fined, and Cease & Desist Order

In the Matter of the Dealer Registration of LPL Financial LLC: Reprimanded, Fined, and Cease & Desist Order