Apr 3
2020

Order No. ENF-20-CDO-1800

In the Matter of James Frederick Walsh AKA Jim Walsh AKA "Stormy" Walsh: Emergency Cease and Desist Order

Feb 25
2020

Order No. ENF-CDO-20-1798

In the Matter of Senior Asset Protection Inc. DBA Encore Financial Solutions, Merchant Growth & Income Funding LLC, ABetterFinancialPlan.com LLC AKA A Better Financial Plan, Complete Business Solutions Group Inc. DBA Par Funding, Gary Neal Beasley and Perry Abbonizio: Emergency Cease and Desist Order

Feb 20
2020

Order No. ENF-CDO-20-1797

In the Matter of Woodland Resources LLC and Woodland Operating LLC AKA WY Woodland Operating LLC: Fine, Offer of Refund to Investors

Feb 19
2020

Order No. IC20-CAF-02

In the Matter of Bankers Life and Casualty Company and BLC Financial Services Inc.: Amended Consent Order

Feb 13
2020

Order No. IC20-CAF-01

In the Matter of the Dealer Registration of Next Financial Group Inc.: Fine; Repayment to Customers; Reprimand

Dec 30
2019

Order No. ENF-CDO-20-1796

In the Matter of Inkprint Finance; Onoriode Ikimi AKA Steve Ikimi; and Kevin Flores AKA Kevin Ulises Flores Santos: Emergency Cease and Desist Order

Nov 22
2019

Order No. ENF-CDO-20-1792

In the Matter of U.S. Energy Assets LLC; Texas Victory Joint Venture; Timeless Protect LLC; Raymond Leslie Boykin; Mark Taylor; Duane Lee; Sunil Joseph AKA Joseph Sunil; and Paul James: Emergency Cease and Desist Order

Nov 22
2019

Order No. ENF-CDO-20-1795

In the Matter of Travco Oil and Gas LLC; Travis Jordan; Tom Darcy; Timeless Protect LLC; Duane Lee; Sunil Joseph AKA Joseph Sunil; and Paul James: Emergency Cease and Desist Order

Nov 22
2019

Order No. ENF-CDO-20-1794

In the Matter of Rare Earth Exploration LLC; Helium Hunters; Bradley Sherman Haycraft; Timothy P. Taylor; Bill Webber; Timeless Protect LLC; Duane Lee; Sunil Joseph AKA Joseph Sunil; and Paul James: Emergency Cease and Desist Order

Nov 20
2019

Order No. ENF-CDO-20-1793

In the Matter of Premier Resources LLC and Robert J. Mangiafico Jr. AKA Robert Mangiafico: Emergency Cease and Desist Order

Nov 5
2019

Order No. REG19-CAF-06

In the Matter of the Investment Adviser Registration of Frugal Financial Retirement Plan Services LLC: Fine, Reprimand

Oct 31
2019

Order No. IC19-SUS-06

In the Matter of the Investment Adviser Registration of Jason Hyson LeBlanc: Probation, Repayment

Oct 15
2019

Order No. ENF-CDO-20-1791

In the Matter of PK Crypto Investment AKA PK-Crypto Investment; Peggy Kay Brendan; and Janet A. Osborn: Emergency Cease and Desist Order

Oct 15
2019

Order No. ENF-20-CDO-1790

In the Matter of Crypto Miner Limited AKA Cyp Miner Limited AKA Cyp Miner and Elizabeth Frazier: Emergency Cease and Desist Order

Oct 11
2019

Order No. IC19-REV-05

In the Matter of the Investment Adviser Registration of Marwieh Advisory Services LLC and the Investment Adviser Representative Registration of George Augustus Marwieh: Registration Revoked

Sep 20
2019

Order No. ENF-20-CDO-1789

In the Matter of Sourcerock Energy Phoenix Prospect LPSourcerock Energy GP LLCSourcerock Energy Partners LP; and J.A. Gilbert AKA Jason A. Gilbert: Agreed Cease and Desist Order; Rescission Offer

Sep 16
2019

Order No. ENF-CDO-20-1799

In the Matter of Kelcas Corp., Kelcas Ohio River Oil LLC, and Wilhem B. Lilliehook: Order

Sep 16
2019

Order No. ENF-20-CDO-1787

In the Matter of Kelcas Corp.; Kelcas Ohio River Oil LLC; HOK Global Consulting PTE Ltd. AKA HOK Global Consulting PTD Ltd.; Wilhelm B. Lilliehook; and Hok-Lam Chan AKA Hok Lam Chan: Emergency Cease and Desist Order

Aug 6
2019

Order No. ENF-19-CDO-1785

In the Matter of Forex and Bitcoin Trader AKA Forex & Bitcoin Traders AKA FX & Bitcoin Trader AKA FX & Bitcoin: Emergency Cease and Desist Order

Aug 2
2019

Order No. REG19-CAF-04

In the Matter of the Investment Adviser Registration of Lowell & Company Inc.: Fine, Reprimand

Aug 2
2019

Order No. ENF-19-CDO-1784

In the Matter of AWS Mining PTY LTD, Automated Web Services Mining AKA AWS Mining, Daniel Beduschi, Alexandre Campos, and MyCoinDeal: Rescission Order

Jul 10
2019

Order No. ENF-19-CDO-1783

In the Matter of Woodland Resources LLC; Woodland Operating LLC; AKA WY Woodland Operating LLC; Michael E. Patman; Jeremy Bryan Yowell AKA JB Yowell; and Brett Kroh: Emergency Cease and Desist Order

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