Jun 17
2020

Order No. ENF-20-CDO-1810

In the Matter of PRT Consulting, LLC DBA Petroleum Resources of Texas; Emilio Barrera, Jr. AKA Mike Barrera; Beeler 2H Joint Venture; Todd Prince; Richmond Engineering, Inc; SmartOilAndGas.org D/B/A Smart Oil and Gas; and Mark Allan Plummer AKA M.A. Plummer: Emergency Cease and Desist Order

Jun 15
2020

Order No. IC20-CAF-04

In the Matter of the Investment Adviser Registration of Jim Poe & Associates, Inc.: Reprimand, Undertaking

Jun 12
2020

Order No. ENF-20-CDO-1809

In the Matter of Travco Oil and Gas, LLC, Travis Jordan and Tom Darcy: Agreed Order, Fine

Jun 3
2020

Order No. ENF-20-CDO-1807

In the Matter of Paul Leslie Depew aka Leslie Paul and How Bazzar, LLC: Emergency Cease and Desist Order

May 29
2020

Order No. REG20-CAF-03

In the Matter of the Investment Adviser Registration of Challenger Wealth Management: Reprimand, Fine, Registration Granted

May 27
2020

Order No. ENF-20-CDO-1806

In the Matter of Winchester Financial Group; PCI Group Companies, Inc; PCI Group Companies, LTD; and Stephen Charles Peterson: Emergency Cease and Desist Order

May 27
2020

Order No. REG20-SUS-02

In the Matter of the Agent and the Investment Adviser Representative Registration of Michael C De Pippo: Reprimand, Registration Granted

May 15
2020

Order No. ENF-20-CDO-1804

In the Matter of Nickolas Steele AKA Nick Vop Steele AKA Nick Steele: Emergency Cease and Desist Order

May 14
2020

Order No. IC20-CAF-03

In the Matter of the Investment Adviser Registration of Lorintine Capital LP: Fine, Reprimand

Apr 17
2020

Order No. ENF-20-CDO-1803

In the Matter of Kenzley Ramos AKA Anthony David "Tony" Mckinney AKA Anthony Green: Emergency Cease and Desist Order

Apr 16
2020

Order No. ENF-CDO-1802

In the Matter of Texas Shallow Oil & Gas LLC and Kenneth Wayne Wooldridge: Emergency Cease and Desist Order

Apr 8
2020

Order No ENF-20-CDO-1801

In the Matter of UltraMining.IO AKA Ultra BTC Mining LLC AKA Ultra Mining and Laura Branch: Emergency Cease and Desist Order

Apr 3
2020

Order No. ENF-20-CDO-1800

In the Matter of James Frederick Walsh AKA Jim Walsh AKA "Stormy" Walsh: Emergency Cease and Desist Order

Feb 25
2020

Order No. ENF-CDO-20-1798

In the Matter of Senior Asset Protection Inc. DBA Encore Financial Solutions, Merchant Growth & Income Funding LLC, ABetterFinancialPlan.com LLC AKA A Better Financial Plan, Complete Business Solutions Group Inc. DBA Par Funding, Gary Neal Beasley and Perry Abbonizio: Emergency Cease and Desist Order

Feb 20
2020

Order No. ENF-CDO-20-1797

In the Matter of Woodland Resources LLC and Woodland Operating LLC AKA WY Woodland Operating LLC: Fine, Offer of Refund to Investors

Feb 19
2020

Order No. IC20-CAF-02

In the Matter of Bankers Life and Casualty Company and BLC Financial Services Inc.: Amended Consent Order

Feb 13
2020

Order No. IC20-CAF-01

In the Matter of the Dealer Registration of Next Financial Group Inc.: Fine; Repayment to Customers; Reprimand

Dec 30
2019

Order No. ENF-CDO-20-1796

In the Matter of Inkprint Finance; Onoriode Ikimi AKA Steve Ikimi; and Kevin Flores AKA Kevin Ulises Flores Santos: Emergency Cease and Desist Order

Nov 22
2019

Order No. ENF-CDO-20-1792

In the Matter of U.S. Energy Assets LLC; Texas Victory Joint Venture; Timeless Protect LLC; Raymond Leslie Boykin; Mark Taylor; Duane Lee; Sunil Joseph AKA Joseph Sunil; and Paul James: Emergency Cease and Desist Order

Nov 22
2019

Order No. ENF-CDO-20-1795

In the Matter of Travco Oil and Gas LLC; Travis Jordan; Tom Darcy; Timeless Protect LLC; Duane Lee; Sunil Joseph AKA Joseph Sunil; and Paul James: Emergency Cease and Desist Order

Nov 22
2019

Order No. ENF-CDO-20-1794

In the Matter of Rare Earth Exploration LLC; Helium Hunters; Bradley Sherman Haycraft; Timothy P. Taylor; Bill Webber; Timeless Protect LLC; Duane Lee; Sunil Joseph AKA Joseph Sunil; and Paul James: Emergency Cease and Desist Order

Nov 20
2019

Order No. ENF-CDO-20-1793

In the Matter of Premier Resources LLC and Robert J. Mangiafico Jr. AKA Robert Mangiafico: Emergency Cease and Desist Order

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