Dec 1
2020

Order No. REG20-DEN-05

In the Matter of The Investment Adviser Representative and Agent Registration of Lyle Boudreaux: Registration Denied and Undertaking

Nov 23
2020

Order No. ENF-20-CDO-1829

In the Matter of TradeGo Forex Exchange AKA TradeGo Exchange AKA TradeGo Forex Global Wealth Group AKA Forex Global Trading AKA Forex Wealth Group; Ronald Ameral AKA Ronald Greg Ameral AKA Greg Ronald; David Nielson AKA David Neilson; and Brandon Newbern: Emergency Cease and Desist Order

Nov 20
2020

Order No. ENF-20-CDO-1828

In the Matter of Cryptobase AKA the Crypt-Base AKA Crypt Base and Aaron Maxwell: Emergency Cease and Desist Order

Nov 19
2020

Order No. ENF-20-CDO-1827

In the Matter of KP Financials, LLC, Kevin VU Pham, Daniel Ajwani and Gerald Johnson: Emergency Cease and Desist Order

Nov 18
2020

Order No. ENF-20-CDO-1825

In the Matter of Binary Trade Forex, FX Trades and IQTrade: Emergency Cease and Desist Order

Nov 18
2020

Order No. ENF-20-CDO-1824

In the Matter of Proactive Expert Trading; Reliable Miners; Bitcoin FX Options AKA BitcoinFX Options; Sure Trade Earnings; CryptoTradeFXWay AKA CryptoTrade FX Way; Proactive ExpertTrade; ReliableFX Internal Trade; MaxFX Internal Trade; AntPoolTop Mining; ExpertTrade247and James Blundell: Emergency Cease and Desist Order 

Nov 9
2020

Order No. ENF-20-CDO-1823

In the Matter of ARCA Wildlife Development and Conservation, LLC, FKA ARCA Wildlife Partners, LLC, FKA ARCA Development and Conservation, LLC; Texas Savanna Partners LLC AKA Texas Savanna LLC Partnership, Texas Savanna Partnership LLC, AKA Texas Savanna Breeding Partnership, LLC AKA Texas Savanna Breeding Partnership; Brian Keith Alfaro; Kristi M. Alfaro; Ariana A. Alfaro and Reece A. Alfaro: Emergency Cease and Desist Order

Oct 22
2020

Order No. ENF-20-CDO-1822

In the Matter of Charles Winn, LLC ; Charlie Jake Smith ; Oscar Valentine ; Christian Fonte AKA Chris Font , Casey Farrell , Joe Adams , Helen Stanley and Michael Jones : Emergency Cease and Desist Order

Oct 16
2020

Order No. REG20-SUS-04

In the Matter of the Investment Adviser Registration of Queen B Advisors, LLC and the Investment Advisor Representative Registration of Brooklyn Chander Willy : Suspension, Undertaking, Registration Granted

Oct 1
2020

Order No. IC20-SUS-06

In the Matter of the Investment Adviser Registration of Ironwood Wealth Management and the Investment Advisor Representative Registration of John Stuart: Suspension, Undertaking, and Refund to Investors

Sep 30
2020

Order No. ENF-20-CDO-1821

In the Matter of Trademining Inc. aka Trademining.IO and Devon Tyler Shigaki: Emergency Cease and Desist Order 

Sep 9
2020

Order No. IC20-REV-05

In the Matter of The Investment Advisor Representative Registration of Kim D. Butler: Registration Revoked

Sep 3
2020

Order No. ENF-20-CDO-1820

In the Matter of Forex Birds, LTD.; Kumar Babu Gondesi; Eric Balusek aka Darwin Eric Balusek aka Bitcoin Pope; and Pek Universe: Emergency Cease and Desist Order

Sep 1
2020

Order No. ENF-20-CDO-1818

In the Matter of Energy Investment Partners, LLC and John Robert "Bob" Flournoy: Emergency Cease and Desist Order 

Aug 14
2020

Order No. ENF-20-CDO-1817

In the Matter of Liquid Gold Trust, Liquidity Card Solution LLC, Liquidity Global Card Solution (PTY) LTD, and Lance Angus Jerrard: Emergency Cease and Desist Order

Jul 23
2020

Order No. ENF-20-CDO-1815

In the Matter of Advanced Wellness Services, LLC dba WellnessTech Healthtm, Recovery Management International, and Randall "Randy" Johnson: Order Modifying Emergency Cease and Desist Order ENF-19-CDO-1775

 

Jul 16
2020

Order No. ENF-20-CDO-1814

In the Matter of Mind Capital AKA Mind Capital OÜ AKA Mind Capital Tech SL; Gonzo Garcia-Pelayo; Oscar Garcia-Pelayo; Rubén Arcas; Manual Arniz; Cristina Kelly Lopez’ Alejandro Mejía; and Craig Kintzel

Jul 7
2020

Order No. ENF-20-CDO-1811

In the Matter of Mirror Trading International PTY LTD; Cornelius Johannes "Johann" Steynberg; ForexandBitcoin.com; Michael Aaron Cullison; Steve Herceg and Brian D. Knott: Emergency Cease and Desist Order

Jun 17
2020

Order No. ENF-20-CDO-1810

In the Matter of PRT Consulting, LLC DBA Petroleum Resources of Texas; Emilio Barrera, Jr. AKA Mike Barrera; Beeler 2H Joint Venture; Todd Prince; Richmond Engineering, Inc; SmartOilAndGas.org D/B/A Smart Oil and Gas; and Mark Allan Plummer AKA M.A. Plummer: Emergency Cease and Desist Order

Jun 15
2020

Order No. IC20-CAF-04

In the Matter of the Investment Adviser Registration of Jim Poe & Associates, Inc.: Reprimand, Undertaking

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