Enforcement Actions Administrative

In the Matter of the Investment Adviser Registration of Select Asset Management LLC, and the Investment Adviser Representative Registration of Brian Anthony Bjork.

In the Matter of Michael David Lamont: Agreed Cease and Desist Order

In the Matter of the Application for Agent Registration of Brian Grayson Kidder: Reprimand, Suspension

In the Matter of Club Tuki, LLC, Children's Educational Network, Inc., Gregory D. Writer, Jr., and Edward L. Bracken

In the matter of the Dealer Registrations of Raymond James & Associates Inc. and Raymond James Financial Services Inc.: Consent Order

In the Matter of Thomas R. Kolleck: Emergency Cease and Desist Order

In the Matter of the Agent and Investment Adviser Registrations of Kris Bradford Rhoden: Notice of Hearing

In the Matter of the Agent and Investment Adviser Registrations of Jimmy Wayne Freeman Jr.: Notice of Hearing

In the Matter of the Investment Adviser Registration of Hunt Advisors LLC and the Investment Adviser Representative Registration of John Ward Hunt

In the Matter of Insignia Energy Group Inc., IEG Permain Basin LLC, Martin D. Lewis and J.W. Willis aka Jarvis Wayne Willis: Emergency Cease and Desist Order