Mar 29
1999

Order No. CAF-1355

In the Matter of the Application for Agent Registration of Jeffrey Michael Viveros

Mar 26
1999

Order No. CAF-1352

In the Matter of the Investment Advisor Registration of Gregory Paul Morgan dba Strategic Financial Management

Mar 26
1999

Order No. CAF-1353

In the Matter of the Agent Registration of Frank Richardson Minichiello

Mar 16
1999

Order No. CAF-1351

In the Matter of the Agent Registration of Johnson Vinh Ngo

Mar 11
1999

Order No. CAF-1350

In the Matter of the Agent Registration of Christopher Andrew Atchley

Mar 8
1999

Order No. CAF-1349

In the Matter of the Agent Registration of Michael John Pacurar

Mar 1
1999

Order No. CAF-1348

In the Matter of the Agent Registration of Jon Gilbert Calderon

Feb 25
1999

Order No. CAF-1345

In the Matter of the Agent Registration of Bradford Skidmore Parson

Feb 22
1999

Order No. CAF-1342

In the Matter of the Application for Agent Registration of Michael Quiroga

Feb 22
1999

Order No. CAF-1343

In the Matter of the Agent Registration of Kathleen Claire Mills

Feb 22
1999

Order No. CAF-1344

In the Matter of the Application for Agent Registration of Riley Marie Rogers

Feb 17
1999

Order No. CAF-1340

In the Matter of the Agent Registration of Thomas Andrew Wakefield

Feb 17
1999

Order No. CAF-1341

In the Matter of the Application for Agent Registration of Richard Eric Cole

Feb 16
1999

Order No. CAF-1339

In the Matter of the Application for Agent Registration of Michael Wayne Rollins

Feb 10
1999

Order No. CAF-1337

In the Matter of the Agent Registration of Dolores Maria Oroian

Feb 10
1999

Order No. CAF-1338

In the Matter of the Applications for the Investment Advisor Registration of Tad Edwin Cromer D/B/A Financial Security Analysis and the Agent Registration of Randel Ray Stringer

Feb 9
1999

Order No. CAF-1336

In the Matter of the Agent Registration of Randall Jay Miller

Feb 1
1999

Order No. CEN/FIN-1335

In the Matter of the Applications for the Investment Adviser Registration of Dallas Financial Advisory, Inc. and the Agent Registration of Jon Michael Reppert

Jan 31
1999

Order No. CEN/FIN-1333

In the Matter of the Application for Investment Adviser Registration of Wealth Advisors, Inc.

Jan 27
1999

Order No. CEN/FIN-1332

In the Matter of the Application for Agent Registration of David James Kelly

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