Enforcement Actions Administrative

In the Matter of EXY Crypto AKA EXECRYPTO, Morgan Nolan, Rafael Logan and Melissa Spring: Emergency Cease and Desist Order

In the Matter of the Dealer Registration of Trade-PMR Inc.: Fine, Reprimand

In the Matter of the Dealer and Investment Adviser Registration of Brazos Securities Inc.: Fine, Reprimand

In the Matter of GoForex Group AKA Go Forex Group, Mary A. Scott, and Sharon Henderson: Emergency Cease and Desist Order

In the Matter of Ultimate Assets LLC, Daniel Dishmon, and John Jason Woodard: Emergency Cease and Desist Order

In the Matter of Coins Miner Investment Ltd. AKA Coins Miner and Ana Julia Lara: Emergency Cease and Desist Order

In the Matter of DGBK Ltd. AKA DigitalBank, Tim Weiss, Ranka Romic and Kim Joseph Manning: Emergency Cease and Desist Order

In the Matter of the Investment Adviser Registration of TK2 Advisers LLC: Reprimand

In the Matter of the Investment Adviser Representative Registration and the Ageny Registration of John William Noey: Fine, Reprimand

In the Matter of the Agent Registration of Mohamed H. Eldawy: Suspension