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Texas State Securities Board
For Investors
General Investing
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Video & Audio
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Top 10 Investor Threats
For Seniors
Senior Self Defense
Life Settlement Contracts
Publications
Scams & Unsuitable Investments
For Military
Emergency Relief Funds
Military Resources
Thrift Savings Plan
Thrift Savings Plan
For Teachers
Save through a 403(b), a Roth, or Both?
Publications and Resources
Teacher Retirement Savings FAQ
Value of Investing for Teachers
Español
General
Docentes
Militares
Jubilados
Recursos
Video & Audio
For Securities Professionals
Dealer & Adviser Registration
Getting Started as a Registered Investment Adviser
Avoiding Common Deficiencies
Check Sheet for Investment Adviser Registration
Registration FAQ
Private Fund Adviser FAQ
IAPD System
Getting Started as a Dealer
Dealer Checksheets for Registration
Registration of Dealers
Uniform Dealer Forms
Certificates of Registration
FINRA BrokerCheck
Enforcement
Enforcement Actions: Administrative
Enforcement Actions: Criminal & Civil
To Report a Suspected Violation
Instructions for Filing a Complaint
Inspections & Compliance
Investors FAQ
Arbitration
Filing a Complaint
File a Complaint
Regulation of Securities
Business Management and Ownership
Exemptions from Registration
Federal Covered Securities
Filing Requirements for Regulation D Offerings in Texas
Forms and Fees
Registration Process
Securities Offerings
Small Business Information
What is a Security?
Securities Search
Certificate Search
Texas Securities Act & Board Rules
Texas Securities Act
Board Rules
Texas Intrastate Crowdfunding
Crowdfunding FAQs
Guide to Disclosure
Information for Investors
Information for Issuers Using Crowdfunding
Information for Section 44 Texas Crowdfunding Portals
Information for Texas Crowdfunding Portals
Registered Crowdfunding Portals
Useful Links
Forms and Fees
Legal Rate of Interest
News & Publications
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Enforcement Actions: Administrative
Enforcement Actions: Criminal & Civil
Publications
About Us
Agency Overview
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Administrative Assistant I (Austin)
Financial Examiner I
Job Posting 1-17
Job Posting 12-16
Job Posting 13-16
Job Posting 15-16
Job Posting 16-16
Job Posting 17-16
Job Posting 20-16
Job Posting 21-16
Job Posting 3-17
Job Posting 5-17
Job Posting 7-16
Job Posting 8-16
Open Records
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