Enforcement Actions Administrative

Nov 22
2019

Order No. ENF-CDO-20-1792

In the Matter of U.S. Energy Assets LLC; Texas Victory Joint Venture; Timeless Protect LLC; Raymond Leslie Boykin; Mark Taylor; Duane Lee; Sunil Joseph AKA Joseph Sunil; and Paul James: Emergency Cease and Desist Order

Nov 22
2019

Order No. ENF-CDO-20-1795

In the Matter of Travco Oil and Gas LLC; Travis Jordan; Tom Darcy; Timeless Protect LLC; Duane Lee; Sunil Joseph AKA Joseph Sunil; and Paul James: Emergency Cease and Desist Order

Nov 22
2019

Order No. ENF-CDO-20-1794

In the Matter of Rare Earth Exploration LLC; Helium Hunters; Bradley Sherman Haycraft; Timothy P. Taylor; Bill Webber; Timeless Protect LLC; Duane Lee; Sunil Joseph AKA Joseph Sunil; and Paul James: Emergency Cease and Desist Order

Nov 20
2019

Order No. ENF-CDO-20-1793

In the Matter of Premier Resources LLC and Robert J. Mangiafico Jr. AKA Robert Mangiafico: Emergency Cease and Desist Order

Nov 5
2019

Order No. REG19-CAF-06

In the Matter of the Investment Adviser Registration of Frugal Financial Retirement Plan Services LLC: Fine, Reprimand

Oct 31
2019

Order No. IC19-SUS-06

In the Matter of the Investment Adviser Registration of Jason Hyson LeBlanc: Probation, Repayment

Oct 15
2019

Order No. ENF-CDO-20-1791

In the Matter of PK Crypto Investment AKA PK-Crypto Investment; Peggy Kay Brendan; and Janet A. Osborn: Emergency Cease and Desist Order

Oct 15
2019

Order No. ENF-20-CDO-1790

In the Matter of Crypto Miner Limited AKA Cyp Miner Limited AKA Cyp Miner and Elizabeth Frazier: Emergency Cease and Desist Order

Oct 11
2019

Order No. IC19-REV-05

In the Matter of the Investment Adviser Registration of Marwieh Advisory Services LLC and the Investment Adviser Representative Registration of George Augustus Marwieh: Registration Revoked

Sep 20
2019

Order No. ENF-20-CDO-1789

In the Matter of Sourcerock Energy Phoenix Prospect LPSourcerock Energy GP LLCSourcerock Energy Partners LP; and J.A. Gilbert AKA Jason A. Gilbert: Agreed Cease and Desist Order; Rescission Offer