Jan 12
2000

Order No. CAF-1382

In the Matter of the Agent Registration of Gentry Rowsey Knapp

Jan 3
2000

Order No. REV/DEN/FIN-1381

In the Matter of the Revocation of the Securities Agent Registration and the Denial of the Investment Adviser Agent Renewal Application of James Newton Darwin, II

Dec 23
1999

Order No. CAF-1380

In the Matter of the Agent Registration of William Neil Gallagher

Dec 20
1999

Order No. CDO-1379

In the Matter of Mariah Resources, Inc. and James L. Slayton

Dec 16
1999

Order No. CDO/FIN-1377

In the Matter of Buckeye Energy Corporation and Phillip Sharp

Dec 16
1999

Order No. CDO-1378

In the Matter of James Everett Surber and James Everett Surber D.B.A. Cornerstone Financial, Inc.

Dec 7
1999

Order No. CAF-1376

In the Matter of the Agent Registration of Charles Alfred Bishop

Nov 10
1999

Order No. CDO-1375

In the Matter of James E. Altman

Nov 1
1999

Order No. CAF-1374

In the Matter of the Application for the Dealer Registration of JPR Capital Corp.

Oct 29
1999

Order No. CP-1373

In the Matter of Stephenson Investment Opportunities and Joseph E. Stephenson