Financial Examiner I

Classification Number: 1100

Starting Wage: $3,500.00 / Month
Opening Date: 3/10/16
Closing Date: Until Filled

Mailing Address: P.O. Box 13167, Austin, Texas 78711-3167
Work Location Address: 606 North Carancahua, Ste 803, Corpus Christi, Texas 78401

Number of Openings: 1
Duration: Regular
Hours/Week: 40
FLSA Exempt: Yes

Travel Required: Yes, up to 25%
Texas Driver License: Yes


The Financial Examiner I will work in the Enforcement Division of the Texas State Securities Board and investigate suspected violations of the Texas Securities Act.  The employee will analyze voluminous financial records, prepare spreadsheets that reflect the source and use of funds obtained through fraudulent and illegal investment schemes, prepare evidence for administrative, civil, and criminal law enforcement actions and testify as a witness or otherwise participate in legal proceedings.  The employee will also perform related work as assigned.

MINIMUM QUALIFICATIONS (License, Education, Experience):

The applicant must have graduated from an accredited four-year college or university with major coursework in finance, accounting or a related field.  The applicant must also be skilled in the operation of computer systems and associated applications, such as software used for word processing and creating spreadsheets.   


Preferred qualifications include experience in auditing financial records, conducting investigations and preparing concise reports and correspondence regarding the employee’s findings.  

REMARKS (Application procedure, Special requirements):

To be considered for this position, you must submit (1) a completed standard state application, (2) a State Securities Board “Supplement To Application For Employment,” and (3) a copy of your college school transcripts. Applications and supplement may be obtained at 208 E. 10th Street, 5th Floor, Austin, Texas 78701, requested by calling 512-305-8300, or downloaded from website at Completed applications, along with the supplement and transcripts, should be sent to Human Resources, State Securities Board, P.O. Box 13167, Austin, Texas 78711-3167; faxed to 512-305-8327; or emailed to Applicants to be interviewed will be contacted by the Agency. Applications accepted for this position only. EOE.

Veterans, Reservist, or Guardsmen with an MOS or additional duties that fall in the fields of 36, 36A, 36B, LS, 310X, 651X, 751X, SK, 420, 020, 31, F&S, FIN10, 34, 3402, 3404, 3408, 6F, 6F0X1, 65, 65FX, 65WX, or other related fields pertaining to the minimum experience requirements may meet the minimum qualifications for this position. Military Crosswalk information can be found at