Enforcement Actions Administrative

In the Matter of the Investment Adviser Registration of Marvin M. Slater DBA Marvin M. Slater & Associates: Cease and Desist; Suspension

In the Matter of the Dealer Registration of LPL Financial LLC: Consent Order

In the Matter of the Application for Investment Adviser Representative Registration of Jetmir Ahemeti: Reprimand, Suspension, Fine

In the Matter of the Dealer Registration of WFG Investments, Inc.: Reprimand, Fine

In the Matter of the Dealer Registration of Citigroup Global Markets Inc.: Consent Order, Fine

In the Matter of the Dealer Registration of TD Ameritrade Inc.: Reprimand, Fine

In the Matter of Petro-San Resources LLC and Sean Patrick Riley: Emergency Cease and Desist Order

In the Matter of the Application for Investment Adviser Representative Registration of Bruce William Schoendorf: Granted with Reprimand, Suspension

In the Matter of Lonestar Mineral Assets LLC AKA Lone Star Mineral Assets LLC and Kenneth Wayne McKay: Emergency Cease and Desist Order

In the Matter of Clifton Curtis Sneed Jr., DBA The Joint Venture Group, Top Money Earners Group, and Ivan Dickson: Emergency Cease and Desist Order