Enforcement Actions Administrative

Mar 15
2021

Order No. ENF-21-CDO-1833

In the Matter of DailyForex247 aka DialyForex247 [sic] AKA Futureview Express AKA Pocket Option: Emergency Cease and Desist Order

Mar 14
2021

Order No. ENF-21-CDO-1832

In the Matter of Digitaly Invest and FxSmart-Robots: Emergency Cease and Desist

Mar 14
2021

Order No. ENF-21-CDO-1831

In the Matter of Delta Crypt Limited DBA Binance Assets dba BinanceAssets LTD DBA Bit Kind LTD: Emergency Cease and Desist Order

Feb 16
2021

Order No. REG21-CAF-01

In the Matter of the Investment Adviser Representative Registration of Thomas H. Payne: Reprimanded, Registration Granted

Dec 21
2020

Order No. REG20-CAF-07

In the Matter of The Investment Adviser Registration of S.G. Long & Company: Reprimand, Fine,  and Registration Granted

Dec 21
2020

Order No. ENF-20-CDO-1830

In the Matter of NeuMacro Investments, LLC; Prime Liqidators; Michael Ray Abri and Christopher Koozekanani: Emergency Cease and Desist Order 

Dec 14
2020

Order No. REG20-SUS-06

In the Matter of the Investment Adviser Registration of Kurt Jason Gunter: Suspension, Registration Granted

Dec 1
2020

Order No. REG20-DEN-05

In the Matter of The Investment Adviser Representative and Agent Registration of Lyle Boudreaux: Registration Denied and Undertaking

Nov 23
2020

Order No. ENF-20-CDO-1829

In the Matter of TradeGo Forex Exchange AKA TradeGo Exchange AKA TradeGo Forex Global Wealth Group AKA Forex Global Trading AKA Forex Wealth Group; Ronald Ameral AKA Ronald Greg Ameral AKA Greg Ronald; David Nielson AKA David Neilson; and Brandon Newbern: Emergency Cease and Desist Order

Nov 20
2020

Order No. ENF-20-CDO-1828

In the Matter of Cryptobase AKA the Crypt-Base AKA Crypt Base and Aaron Maxwell: Emergency Cease and Desist Order