Enforcement Actions Administrative

In the Matter of the Investment Advisor Registration of Gregory Paul Morgan dba Strategic Financial Management

In the Matter of the Agent Registration of Frank Richardson Minichiello

In the Matter of the Agent Registration of Johnson Vinh Ngo

In the Matter of the Agent Registration of Christopher Andrew Atchley

In the Matter of the Agent Registration of Michael John Pacurar

In the Matter of the Agent Registration of David Amir Zach

In the Matter of the Agent Registration of Jon Gilbert Calderon

In the Matter of Stone Asset Management, Inc.

In the Matter of the Agent Registration of Bradford Skidmore Parson

In the Matter of the Application for Agent Registration of Michael Quiroga