The Texas State Securities Board is currently reconciling its renewal records of all registered and notice filed entities, including their designated officers, agents, investment adviser representatives, and registered branch offices.  The 2019 Certificates of Registration will be available for printing on or about January 16, 2019.

Firms Urged to Use New Reporting Form for Suspected Financial Exploitation

https://www.ssb.texas.gov/news-publications/firms-urged-use-new-reporting-form-suspected-financial-exploitation

 Reporting Form:

https://www.ssb.texas.gov/sites/default/files/ReportOfFinancialExploitation_Form_Nov2017.pdf