Nov 302000 Order No. CP-1408 In the Matter of Tamarack Funding Corporation, Garry P. Isaacs, and Mary T. Johnson
Nov 22000 Order No. CAF-1407 In the Matter of the Application for Agent Registration of Todd A. Harmon
Oct 232000 Order No. CEN-1405 In the Matter of the Application for the Agent Registration of Matthew Tran
Oct 122000 Order No. CAF-1404 In the Matter of the Investment Adviser Registration of Marton & Associates, Inc. and the Agent Registration of Sherry Marton
Oct 122000 Order No. CAF-1403 In the Matter of Lawrence Cheung, the Dealer Registration of Supertrade Securities, Inc. and the Application for Agent Registration of Chiu Keung Wong
Aug 242000 Order No. CAF-1402 In the Matter of the Dealer Registration of American Express Financial Advisors,Inc.
Jul 112000 Order No. CAF-1399 In the Matter of the Investment Adviser Registration of Pulliam & Cable, P.C. and the Agent Registration of Davis Jo Cable
Jul 52000 Order No. CAF-1397 In the Matter of the Investment Adviser Registration of Charles Afton Richards
May 92000 Order No. CAF/SUS-1394 In the Matter of the Application for the Investment Adviser Registration of Thomas Raymond Temple
May 32000 Order No. REV-1393 In the Matter of the Revocation of the Agent Registration of Darrell Wayne Provost
Apr 282000 Order No. CDO-1392 In the Matter of U.S. Professionals, Inc., Benjamin Young, and Kirk Michael Streuling
Apr 122000 Order No. CP-1391 In the Matter of Wiltrust.com; Wiltrust.WS; Dave Dunn & Associates; and Dave Dunn
Mar 62000 Order No. SSO-1389 In the Matter of First Financial Planners, Inc.; FFP Securities, Inc.; and FFP Advisory Services, Inc.
Feb 172000 Order No. CAF-1388 In the Matter of the Investment Adviser Registration of Lifeway Financial Corporation and the Agent Registration of David Thomas Brunson
Jan 312000 Order No. CAF-1387 In the Matter of the Dealer Registration of Burke, Lawton, Brewer & Burke and the Agent Registration of Franklin Arden Burke
