Jul 26
2001

Order No. CDO-1434

In the Matter of John G. Hinojosa, Individually and dba JGH Asset Management Company

Jun 11
2001

Order No. CAF-1433

In the Matter of the Agent Registration of Thomas Francis Doran

Jun 5
2001

Order No. CAF-1432

In the Matter of the Dealer Registration of Protrader Securities Corporation

May 29
2001

Order No. CAF-1430

In the Matter of the Application for Agent Registration of David Hamilton Thompson

May 29
2001

Order No. CEN-1429

In the Matter of the Agent Registration of Robert Travis Evans

May 24
2001

Order No. CAF-1428

In the Matter of the Application for the Investment Adviser Registration of Gerald Ray Chester d/b/a GRC Investments

May 17
2001

Order No. CAF-1427

In the Matter of the Dealer Registration of Woodlands Securities Corporation and the Agent Registrations of Brent Alan Mattson, Brian Van Mattson, and Blake Christian Mattson

May 7
2001

Order No. CAF-1426

In the Matter of the Application for Investment Adviser Registration of Mehta Financial Management, Inc. and the Agent Registration of Ajay Munindra Mehta

May 4
2001

Order No. CP-1425

In the Matter of Leading Solutions, Inc. and Douglas Goodrum

Apr 20
2001

Order No. CAF-1423

In the Matter of the Agent Registration of Lloyd David O'Connor

Apr 9
2001

Order No. CAF-1422

In the Matter of the Application for Agent Registration of Jonathan Alan Feick

Mar 16
2001

Order No. CP-1420

In the Matter of Cambridge International Bank & Trust Company, LTD.; Cambridge International Trust Company; and Ursula Williams

Mar 1
2001

Order No. CAF-1419

In the Matter of the Application for Dealer Registration of Smith Brown & Groover, Inc.

Feb 28
2001

Order No. DOR-1418

In the Matter of the Denial of the Agent Registration of Marcus Lennox Holliman

Jan 25
2001

Order No. CAF-1414

In the Matter of the Agent Registration of Daniel Regan Anderson

Dec 30
2000

Order No. CAF-1413

In the Matter of Investment Adviser Registration of McCrory Associates Investment Management, Inc.; the Agent Registration of Aminee Bess McCrory; and the Advisory Activity of Matthew Kissinger

Dec 27
2000

Order No. CAF-1412

In the Matter of the Dealer Registration of the Williams Financial Group, Inc.

Dec 22
2000

Order No. CAF-1411

In the Matter of Dealer Registration of K.W. Chambers & Co. and the Agent Registration of James Ronald Sanford

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