Sep 17
2003

Order No. CAF-1536

In the Matter of the Dealer Registration of Ameritas Investment Corporation

Sep 17
2003

Order No. CDO/FIN-1535

In the Matter of the Dealer Registrations of UBS Warburg LLC and UBS Painewebber Inc.

Sep 5
2003

Order No. CAF-1534

In the Matter of the Dealer Registration of Goldman, Sachs & Co.

Sep 2
2003

Order No. CDO/FIN-1533

In the Matter of Northstar Energy, Inc.; Larry M. Koonce; and Paul M. Esposito

Sep 2
2003

Order No. CAF/SUS-1532

In the Matter of the Application for Agent Registration of Christopher Rene Madrid

Sep 2
2003

Order No. CAF/SUS-1531

In the Matter of the Application for Agent Registration of Kenneth Paul Lawrence

Sep 2
2003

Order No. CAF/SUS-1530

In the Matter of the Application for Agent Registration of Tony Eugene Morrison

Sep 2
2003

Order No. CAF/SUS-1529

In the Matter of the Application for Agent Registration of William Paul Hudson

Sep 2
2003

Order No. CAF/SUS-1528

In the Matter of the Application for Agent Registration of Stephen Christopher Plunkett

Aug 26
2003

Order No. CDO-1527

In the Matter of Softnet Communications Caribbean Ltd., and Stewart Warner

Aug 5
2003

Order No. CDO-1525

In the Matter of European Investment Trust and William K. Maddison

Aug 4
2003

Order No. CDO-1524

In the Matter of PaymentWorks, Inc., aka Payment Works, Inc., aka PaymentWorks; Dan Digman, Sr., aka Dan Digman; Xpresspay ATM, Inc., aka Xpresspay ATM; Key Funding Source and Keith L. Pelkey

Aug 1
2003

Order No. CAF-1523

In the Matter of the Investment Adviser Representative and Agent Registrations of Russell Kent Childs

Jul 28
2003

Order No CDO-1522

In the Matter of U.S. Global Investments, Inc. aka U.S. Global Investment, Inc. and Lawrence George Burke aka George Burke

Jul 9
2003

Order No. REV-1521

In the Matter of the Investment Adviser Registration of A. Ken Flake Financial Services, Inc., DBA Reserve Management, Inc.

Jul 9
2003

Order No. CAF/SUS-1520

In the Matter of the Application for Investment Adviser Representative of Alan Ken Flake

Jun 17
2003

Order No CAF/SUS-1519

In the Matter of the Application for Agent Registration of Jerry Glenn Griggs, Jr.

Jun 5
2003

Order No. CEN-1517

In the Matter of the Application for Investment Adviser Registration of Murphy Financial Advisors, Inc., and the Investment Adviser Representative Registration of Jess Dean Murphy

May 29
2003

Order No. REV-1470-V

In the Matter of the Dealer Registration of The Barington Capital Group, L.P.

May 28
2003

Order No. CDO-1516

In the Matter of Ameri-Q Energy, Inc.; Ulric Jack Sweesy; Michael O'Reilly; Mike Wiessing; and Blake Cummings

May 19
2003

Order No. CAF/SUS-1514

In the Matter of the Dealer Registration of Premier Group, Inc. and the Agent Registration of Hugh John Graham

May 12
2003

Order No. CDO-1513

In the Matter of Global One Foundation (G.O.F.-U.S.A.), Inc.; Global One Foundation (G.O.F.), Inc.; Gregory Lee Paulson; Beverly K. Paulson; Diana E. Morris and Adam S. Saab

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