May 31999 Order No. CAF-1359 In the Matter of the Dealer Registration of MML Investors Services, Inc.
Apr 151999 Order No. DOR-1358 In the Matter of the Denial of the Agent Registration of William Jack Hawkins
Apr 141999 Order No. CAF/SUS-1357 In the Matter of the Application for Dealer Registration of A. CH. Securities, Inc.
Mar 291999 Order No. CAF-1354 In the Matter of the Application for the Registration of James M. Myers & Co., Inc. and the Agent Registration of Franklin Clemmer Golden
Mar 291999 Order No. CAF-1355 In the Matter of the Application for Agent Registration of Jeffrey Michael Viveros
Mar 261999 Order No. CAF-1352 In the Matter of the Investment Advisor Registration of Gregory Paul Morgan dba Strategic Financial Management
Mar 261999 Order No. CAF-1353 In the Matter of the Agent Registration of Frank Richardson Minichiello
Feb 221999 Order No. CAF-1342 In the Matter of the Application for Agent Registration of Michael Quiroga
Feb 221999 Order No. CAF-1344 In the Matter of the Application for Agent Registration of Riley Marie Rogers
Feb 171999 Order No. CAF-1341 In the Matter of the Application for Agent Registration of Richard Eric Cole
Feb 161999 Order No. CAF-1339 In the Matter of the Application for Agent Registration of Michael Wayne Rollins
Feb 101999 Order No. CAF-1338 In the Matter of the Applications for the Investment Advisor Registration of Tad Edwin Cromer D/B/A Financial Security Analysis and the Agent Registration of Randel Ray Stringer
