Check Investment Adviser Registration Status

The IAPD Website link will take you to the Investment Adviser Public Disclosure (IAPD) website via the U.S. Securities and Exchange Commission (SEC) web page.

The IAPD system is a joint project between the SEC, State Securities Regulators and the Financial Industry Regulatory Authority (FINRA). The IAPD system contains information from Parts 1 and 2 of the Form ADV as entered by the advisory firm as well as information about the firm's investment adviser representatives who have been authorized to provide investment advisory services to Texas residents. To obtain disclosure of these services go to the IAPD website.

If you fail to find any record of registration on your adviser, contact our Registration Division at (512) 305-8300 or email your request.