News Releases

May 16

In A Self-Directed IRA, Make Sure You're Not Your Own Worst Enemy

View this Investor Alert, Self-Directed IRAs: More Choices, More Risk , in a print-ready format.

Investing for retirement usually means buying stocks, bonds, and mutual funds through a workplace retirement plan like a 401(k) or in your own Individual Retirement Account (IRA).

If you...

May 9

Hearing Set in Action Against Precious Metals Company Targeting Elderly

The State Office of Administrative Hearings has scheduled a hearing for May 28-29 in Austin on a precious metals company’s challenge to an Emergency Cease and Desist Order that accuses the company and its representatives of not being registered to render investment advice and perpetrating a...

May 1

Order: Elderly Dallas Woman Victim in Widespread Precious Metals Fraud

Texas Securities Commissioner Travis J. Iles entered an emergency action on May 1 against, an unregistered firm accused of cold-calling elderly investors to convince them to liquidate their securities in registered firms and invest in precious metals.

According to the...

Enforcement Actions: Administrative

Apr 30

Order No. ENF-19-CDO-1777

In the Matter of TMTE Inc., AKA, Chase Metals LLC, and Chase Metals Inc.; Walter Vera; Michael Kendall and Athena Hunter: Emergency Cease and Desist Order

Enforcement Actions: Criminal & Civil

May 1

Danny Ray Digman: Indicted

Danny Ray Digman , who served time in state prison in the early 2000s for operating a fraudulent investment program based on the revenue from mobile ATMs in Central Texas, was indicted May 1 in Randall County on multiple felony charges for allegedly perpetrating the same ATM fraud in the Texas...

Mar 12

William Neil Gallagher: Indicted

William Neil “Doc” Gallagher , who promoted his investment business on Christian radio and in books like “Jesus Christ, Money Master,” was arrested March 8 on first-degree state felony charges of securities fraud and money laundering in Dallas County. Prosecutors disclosed the arrest on March...

Feb 19

Christopher Matthew Meredith: Indicted

Christopher Matthew Meredith was indicted Feb. 19 in the U.S. District Court for the Western District of Texas on charges that he defrauded individuals in Brenham who invested in a company Meredith said would open medical marijuana dispensaries in conjunction with the federal government....


Salute to Smart Investing cover

A Salute to Smart Investing

To help active military members achieve financial security, Salute covers investment "basic training," retirement planning, avoiding scams – and much more


It's Your Financial Life cover

It's Your Financial Life

Young workers of the world, invest! Your Financial Life cuts through the thicket of financial jargon and products as you begin managing your own finances.