Dec 1
2005

Richard August Lowrance, Sr

Richard August Lowrance, Sr . of Portland, Texas, was indicted on December 1, 2005 in the 319th Judicial District Court in Nueces County, Texas, Cause No. 05-CR-4142-G, for violations of the registration requirements of the Texas Securities Act. Lowrance was a sales agent for Premium Income...

Nov 23
2005

Charles M. Langston

Charles M. Langston , of Denton County, Texas, pleaded guilty on November 23, 2005 in the United States District Court, Northern District of Texas, Dallas Division, Cause No. 3-03:CR-256-M to wire fraud and aiding and abetting. Langston was sentenced to 30 months imprisonment, and ordered to...

Nov 16
2005

Donald J. Taylor

Donald J. Taylor of San Antonio, Texas, president and owner of Cimarron Operating, Inc. and Texas Southern Energy Corp., was indicted on November 16, 2005 in the United States District Court, Western District of Texas, San Antonio Division, Cause No. SA-05-CR-733XR for securities fraud, mail...

Nov 7
2005

Bruce Frank Ruark

Bruce Frank Ruark of Austin, Texas, was indicted on November 7, 2005 in the 277th Judicial District Court in Williamson County, Texas, Cause No. 05-1176-K277. Ruark was charged with acting as an unregistered sales agent in the sale of the unregistered securities issued by Mobile Billboards of...

Sep 28
2005

Benny Lynn Holland

Benny Lynn Holland of Katy, Texas, was indicted on September 28, 2005 in the 91st Judicial District Court in Eastland County, Texas, Cause No. CR-05-20773, for violations of the registration requirements of the Texas Securities Act. Holland is charged with acting as an unregistered sales agent...

Sep 8
2005

Micheal Ray Gee, aka Micheal Ray Wright

Micheal Ray Gee, aka Micheal Ray Wright of Keller, Texas, was indicted on September 8, 2005 in the 203rd Judicial District Court in Dallas County, Texas, Cause No. F-05-01302, and Cause No. F-05-01304 for securities fraud and misapplication of property by a fiduciary. Gee is charged with...

Sep 5
2005

Randall T. Treadwell

Randall T. Treadwell , of Atlanta, Georgia; Arnulfo Medina Acosta , of Edinburg, Texas; Ricky D. Sluder , of Troup, Texas; and Larry C. Saturday , of Savannah, Georgia; doing business through Qwest International, Inc.; Wealth Builders Club, Inc.; and Learn Waterhouse, Inc., were indicted on...

Aug 15
2005

Ronald Dean Yeasley

Ronald Dean Yeasley , of Round Rock, Texas, pled guilty on August 15, 2005 in the 26th Judicial District Court in Williamson County, Texas, Cause No. 05-597-K26, to one count of selling a security without being registered as a securities dealer, agent, or salesman with the Securities...

Jul 20
2005

John Kareem Wannamaker

John Kareem Wannamaker , of Dallas, Texas, Patrick Price , of High Ridge, Missouri, and Nancy Harlan Saporta , of Denver, Colorado, doing business through 3KTrade.com, Inc., were indicted on July 20, 2005 in the U.S. District Court, Northern District of Texas, Cause No. 305-CR-0184K for...

Jul 7
2005

Charles M. Langston

Charles M. Langston , of Highland Park, Texas, was re-indicted by a grand jury in the U.S. District Court, Northern District, Dallas Division on July 7, 2005. Langston had been previously indicted on August 3, 2004 for securities fraud, seven counts of mail fraud, three counts of money...

Jun 30
2005

James H. Gentry

James H. Gentry of Sanger, Texas, president of Federal Funding, Inc. and First Realty of the Southwest, Inc. was indicted on June 30, 2005 in the 16th Judicial District Court in Denton County, Texas, Cause No. F-2005-1107-B for theft of $200,000 or more. In 2003 and 2004, Gentry allegedly sold...

Jun 7
2005

Ronald Dean Yeasley

Ronald Dean Yeasley , of Round Rock, Texas, was indicted on June 7, 2005 in the 26th Judicial District Court in Williamson County, Texas, Cause No. 05-597-K26, on one count of offering for sale and selling a security without having been duly registered as a securities dealer, agent, or salesman...

May 26
2005

Christina Gonzalez

Christina Gonzalez , of Corpus Christi, Texas, pled guilty on May 26, 2005 in the 28th District Court, Nueces County, Texas, Cause No. 04-CR-162A, to theft and securing execution of a document by deception. Gonzalez was sentenced on June 9, 2005 to 10 years community supervision. As a condition...

May 25
2005

Richard Muñoz, Jr.

Richard Muñoz, Jr. , of San Antonio, Texas, was indicted on May 25, 2005 in the 379th Criminal District Court in Bexar County, Texas, Cause No. 2005 CR 3960 A, for misapplication of fiduciary property and theft. Roberto Riojas , of Castroville, Texas, was indicted on May 25, 2005 in the 379th...

May 19
2005

Larry Wayne Tyler

Larry Wayne Tyler , of Fort Worth, Texas, pled guilty on May 19, 2005 in the United States District Court, Northern District of Texas, Cause Number 3:04-CR-145-H(01) to Securities Fraud, and Mail Fraud. He was sentenced to 48 months for securities fraud and 48 months for mail fraud, to be...

May 12
2005

Jacob Cody Evans

Jacob Cody Evans , of Mabank, Texas, was indicted on May 12, 2005 in the 422nd District Court in Kaufman County, Texas, Cause No. 23562-422, on one count of theft between $100,000 and $200,000 and four counts of misapplication of fiduciary property between $1,500 and $20,000.

May 4
2005

Charles M. Langston

Charles M. Langston , of Highland Park, Texas, was re-indicted by a Grand Jury in the U.S. District Court, Northern District, Dallas Division on May 4, 2005. Langston was previously indicted on August 3, 2004, in the U.S. District Court, Northern District, Dallas Division for securities fraud,...

May 3
2005

Charles Wayne Kilway

Charles Wayne Kilway , of N Richland Hills, Texas, pled guilty on May 3, 2005 in the 203rd District Court, in Dallas County, Texas, Cause Numbers F03-00318, and F03-00319 to Selling Securities without being a Registered Dealer and to the Sale of Unregistered Securities. He was sentenced to 10...

Apr 28
2005

Bobby E. Hearn

Bobby E. Hearn , of Ft. Worth, Texas, was indicted on April 28, 2005 in the Tarrant County Criminal District Court, No. 3, for selling securities at a time when he was not registered with the Securities Commissioner and for selling unregistered securities.

Apr 22
2005

Thomas J. Smith

Thomas J. Smith , of Grand Rapids, Michigan, President of Trade Partners, Inc. pled guilty on April 22, 2005 in the United States District Court, Western District of Michigan, Cause Numbers 1:04-CR-174-01; and 1:04-CR-181-01, to Securities Fraud, Mail Fraud, and Interstate Transportation in Aid...

Apr 12
2005

William Edward Glass

From in or about April 2002, to in or about November 2003, William Edward Glass of Austin, Texas directed the sale of investment opportunities. Glass raised approximately $250,000 from an investor. Glass represented to the investor that their money would be placed in various investment...

Apr 11
2005

Edward Glass

James Alan Crump of Houston, Texas, was indicted on April 11, 2005 in the 337th District Court in Harris County, Cause No. 1023063 for the sale of a security by an unregistered dealer.

Apr 3
2005

Timothy A. McMurray

Timothy A. McMurray and Bradley D. Woy , pled guilty on April 3, 2005 in the United States District Court, Northern District of Texas, Dallas Division, Cause Number 3:03-CR-270-N to Securities Fraud. They were sentenced to 30 and 32 months respectively in federal prison and ordered to pay $1,...

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