Nov 9
2004

Richard Manuel Martinez: 10 Years Deferred Adjudication

Richard Manuel Martinez of San Antonio,was sentenced to a 10-year term of deferred adjudication on Nov. 9, 2004, in the 144th Judicial District Court of Bexar County, for the offense of securities fraud in the amount of more than $100,000.

Martinez and Oliver Meza had been charged with...

Oct 7
2004

Randal J. Floyd

Randal J. Floyd , of Dallas, Texas, pled guilty to securities fraud and misapplication of fiduciary property on October 7, 2004 in 363rd Judicial District Court, Dallas County, Texas. Floyd was placed on 10 years probation on both pleas and was ordered to pay $21,000 restitution to the victim...

Oct 5
2004

James Eugene Graves

James Eugene Graves , of Claude, Texas, was charged on October 5, 2004 in Bailey County Court, Bailey County, Texas with two misdemeanor counts of selling real estate without being duly licensed as a real estate broker or salesperson in connection with his alleged sales of fraudulent timeshare...

Sep 16
2004

Larry Don Johnson

Larry Don Johnson of Austin, Texas, a former sales manager for Paymentworks, Inc. was convicted on September 16, 2004 in the 331st Judicial District Court, Travis County, Texas of one count of Theft, four counts of selling unregistered securities and four counts of selling securities while not...

Sep 8
2004

Danny Ray Digman Sr.: Sentenced, 12 Years

Danny Ray Digman Sr. of Austin, the former Chairman of the Board of Paymentworks, Inc., an ATM machine company, pleaded guilty on Sept. 8, 2004 in the 331st Judicial District Court, Travis County, Texas to securities fraud, selling unregistered securities and selling securities while not...

Aug 11
2004

Damon Mark Lewis

Damon Mark Lewis , of Dallas, Texas, doing business as Celtic Crown Capital Management, Inc. a/k/a Celtic Crown Capital and Celtic Crown Aggressive Fund, LP, was indicted on June 7, 2004 and August 11, 2004, in the 191st District Court in Dallas County, Texas for securities fraud, theft by...

Aug 3
2004

Charles M. Langston

Charles M. Langston of Highland Park, Texas, doing business through Southwest Reserves, Inc. and Arklatex Productions, Inc. was indicted on August 3, 2004, in the United States District Court for the Northern District of Texas, Dallas Division for securities fraud, mail fraud, money laundering...

Jul 27
2004

Carl W. King

Carl W. King , of Dallas, Texas, doing business as Carl W. King Investments, LLP, was sentenced to 87 months in federal prison by U.S. District Judge Richard A. Schell, in the U.S. District Court, Sherman, Texas on July 27, 2004. King pled guilty to Count One of an Information charging him with...

Jul 16
2004

Harold Wayne Griffin

Harold Wayne Griffin of Clifton, Texas, was convicted on July 16, 2004 in the United States District Court for the Northern District of Texas, Dallas Division of securities fraud. He was registered to sell insurance and securities for CUNA and while so employed, sold non-existent CUNA variable...

Jul 7
2004

Norman Paul Cowart

Norman Paul Cowart , of Fort Worth, Texas, was re-indicted by a Bell County Grand Jury in the 264th Judicial District Court on July 7, 2004. Cowart was previously indicted in Bell County in April as a habitual offender for selling securities while not registered as a securities dealer or agent...

Jun 23
2004

Larry Don Johnson

Larry Don Johnson , of Austin, Texas, was re-indicted by a Travis County, Texas Grand Jury, in the 147th Judicial District Court on June 23, 2004. Johnson was previously indicted in Travis County on January 7, 2004. The new indictment alleges Johnson committed aggregated theft by deception, in...

Jun 18
2004

Norman Paul Cowart, Sr.

On June 18, 2004 Norman Paul Cowart, Sr. was charged, as a habitual offender, with securities fraud and sale of securities by an unregistered securities dealer by the Grand Jury in the 43rd District Court, Parker County, Texas. The indictment alleges that Cowart failed to disclose to an investor...

Jun 14
2004

Raymond Rodney Asebedo, aka Randy Asebedo

On June 14, 2004 Raymond Rodney Asebedo, aka Randy Asebedo , of Lubbock, Texas pleaded guilty to the charge of Securities Fraud, a 2nd degree felony, in the 137th District Court of Lubbock County, Texas. He was sentenced to 10 years confinement, suspended, and placed on Community Supervision for...

Apr 23
2004

Steven Charles Landrum

Steven Charles Landrum , doing business as Summit Financial Services, Inc. was found guilty of theft of an amount over $200,000 and sentenced to 15 years in prison and a $10,000 fine by a Baily County jury in Muleshoe, Texas on April 23, 2004. Judge Gordon H. Green also ordered Landrum to pay...

Apr 21
2004

Larry W. Tyler

Larry W. Tyler , of Fort Worth, Texas was indicted by a Federal Grand Jury on April 21, 2004, in the U.S. District Court for the Northern District of Texas, Dallas Division. The two-count indictment alleges securities fraud and wire fraud in connection with Tyler's sale of viatical settlement...

Apr 14
2004

Rufino Serna Muñoz

On April 14, 2004, Rufino Serna Muñoz and Jose Luis Balderas were sentenced to federal prison terms and the payment of $1,659,695.69 in restitution to 54 investors. On January 27, 2004, both men pled guilty in U.S. District Court, Southern District of Texas, Corpus Christi Division to Conspiracy...

Apr 14
2004

Norman Paul Cowart

Norman Paul Cowart , of Fort Worth, Texas, was indicted on April 14, 2004, in the 27th Judicial District Court, Bell County, Texas, for selling securities while not registered as a securities dealer or agent. Cowart was indicted as a habitual offender based on numerous prior securities and...

Apr 12
2004

Randal J. Floyd

Randal J. Floyd , of Dallas, Texas, acting as Trinity Financial Group and Texas Belle Communications, LLC, was indicted on April 12, 2004 in the 363rd Judicial District Court of Dallas County, Texas for Securities Fraud and Misapplication of Fiduciary Property. The indictment alleges that Floyd...

Apr 12
2004

James Darrell Vaden

On April 12, 2004, James Darrell Vaden pled guilty to securities fraud in the 403rd Judicial District Court of Travis County and Judge Bill Bender sentenced him to a five-year prison term. Vaden sold stock in Vaden HydraTech, a company with a supposed revolutionary new engine, while failing to...

Apr 8
2004

Ron Lee Moss, Jr.

Ron Lee Moss, Jr. was sentenced on April 8, 2004 to 24 months in federal prison and to pay $540,368.82 in restitution to 27 victims. He was also sentenced to three years of supervised release upon release from prison. On October 29, 2003, Moss plead guilty in U.S. District Court, Eastern...

Mar 31
2004

Donatus and Juliana Ucheoma

Donatus and Juliana Ucheoma of Rowlett, Texas were indicted on March 31, 2004 in District Court in Dallas County, Texas for misappropriation of two complainants’ investments in a prime bank fraud scheme. They are charged with spending the investments on personal expenses, rather than holding...

Mar 25
2004

Richard Manuel Martinez and Oliver Meza

On March 25, 2004, Richard Manuel Martinez and Oliver Meza , both of San Antonio, were indicted by the Bexar County Grand Jury, 144th District Court. Martinez and Meza were each charged with securities fraud, theft over the amount of $200,000, misapplication of fiduciary property and 22 counts...

Feb 18
2004

Henry "Hank" Allan Clasen

On February 18, 2004 Henry "Hank" Allan Clasen and Davis "Ted" Theodore Schuch were indicted in U.S. District Court, Western District of Texas, San Antonio Division. The seventeen count indictment charges both Clasen and Schuch with conspiracy to commit securities, mail and wire fraud. Henry "...

Feb 18
2004

Raymond Rodney Asebedo, aka Randy Asebedo

On February 18, 2004, Raymond Rodney Asebedo, aka Randy Asebedo , of Lubbock, Texas was indicted by a Lubbock County Grand Jury, 137th Judicial District Court, for engaging in fraud and fraudulent practices and for acting as a securities dealer or agent without being registered as a securities...

Feb 12
2004

John Mark Eseppi

John Mark Eseppi , was indicted on February 12, 2004 in the 292nd Judicial District Court in Dallas County, Cause No. F04-00189-GIR for engaging in fraud in connection with the sale of securities issued by Associates Capital Management Corp. dba ACM Yield Hedge intermediate term Joint Venture....

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