Enforcement Actions Administrative

Sep 18
2018

Order No. ENF-18-CDO-1769

In the Matter of Ultimate Assets LLC, Daniel Dishmon, and John Jason Woodard: Emergency Cease and Desist Order

Sep 18
2018

Order No. ENF-18-CDO-1767

In the Matter of Coins Miner Investment Ltd. AKA Coins Miner and Ana Julia Lara: Emergency Cease and Desist Order

Sep 18
2018

Order No. ENF-18-CDO-1768

In the Matter of DGBK Ltd. AKA DigitalBank, Tim Weiss, Ranka Romic and Kim Joseph Manning: Emergency Cease and Desist Order

Aug 15
2018

Order No. IC18-CAF-02

In the Matter of the Investment Adviser Registration of TK2 Advisers LLC: Reprimand

Aug 15
2018

Order No. IC18-CAF-01

In the Matter of the Investment Adviser Representative Registration and the Ageny Registration of John William Noey: Fine, Reprimand

Aug 15
2018

Order No. REG18-SUS-03

In the Matter of the Agent Registration of Mohamed H. Eldawy: Suspension

Aug 6
2018

Order No. ENF-18-CDO-1766

In the Matter of Mike Chamley: Emergency Cease and Desist Order

Jul 10
2018

Order No. REG18-CAF-02

In the Matter of the Investment Adviser Registration of Sunlight Investments: Reprimand; Fine; Registration Granted

Jun 11
2018

Order No. ENF-18-CDO-1765

In the Matter of Symatric LLC FKA Sivitas LLC, Mintage Mining LLC, BC Holdings and Investments LLC DBA Mintage Mining, Social Membership Network Holding LLC, NUI Social LLC, Darren Olayan, Wyatt McCullough and William Douglas Whetsell: Emergency Cease and Desist Order

May 15
2018

Order No. ENF-18-CDO-1764

In the Matter of Wind Wide Coin AKA WWC Inc., Charles Roman, Fred Andrew, and John Anny: Emergency Cease and Desist Order