Enforcement Actions Administrative

Aug 14
2020

Order No. ENF-20-CDO-1817

In the Matter of Liquid Gold Trust, Liquidity Card Solution LLC, Liquidity Global Card Solution (PTY) LTD, and Lance Angus Jerrard: Emergency Cease and Desist Order

Jul 31
2020

Order No. ENF-20-CDO-1816

In the Matter of Solium Financial Services LLC: Consent Order

Jul 23
2020

Order No. ENF-20-CDO-1815

In the Matter of Advanced Wellness Services, LLC dba WellnessTech Healthtm, Recovery Management International, and Randall "Randy"Johnson: Order Modifying Emergency Cease and Desist Order ENF-19-CDO-1775

 

Jul 16
2020

Order No. ENF-20-CDO-1814

In the Matter of Mind Capital AKA Mind Capital OÜ AKA Mind Capital Tech SL; Gonzo Garcia-Pelayo; Oscar Garcia-Pelayo; Rubén Arcas; Manual Arniz; Cristina Kelly Lopez’ Alejandro Mejía; and Craig Kintzel
Jul 8
2020

Order No. ENF-20-CDO-1813

In the Matter of Swiftminex and Elizabeth Rossiello: Emergency Cease and Desist Order

Jul 8
2020

Order No. ENF-20-CDO-1812

In the Matter of LoudMines and Rose Davis: Emergency Cease and Desist Order

Jul 7
2020

Order No. ENF-20-CDO-1811

In the Matter of Mirror Trading International PTY LTD; Cornelius Johannes "Johann"Steynberg; ForexandBitcoin.com; Michael Aaron Cullison; Steve Herceg and Brian D. Knott: Emergency Cease and Desist Order

Jun 17
2020

Order No. ENF-20-CDO-1810

In the Matter of PRT Consulting, LLC DBA Petroleum Resources of Texas; Emilio Barrera, Jr. AKA Mike Barrera; Beeler 2H Joint Venture; Todd Prince; Richmond Engineering, Inc; SmartOilAndGas.org D/B/A Smart Oil and Gas; and Mark Allan Plummer AKA M.A. Plummer: Emergency Cease and Desist Order

Jun 15
2020

Order No. IC20-CAF-04

In the Matter of the Investment Adviser Registration of Jim Poe & Associates, Inc.: Reprimand, Undertaking

Jun 12
2020

Order No. ENF-20-CDO-1809

In the Matter of Travco Oil and Gas, LLC, Travis Jordan and Tom Darcy: Agreed Order, Fine