Dec 3
2004

IC04-CAF-21

In the Matter of the Dealer Registration of Island Execution Services, LLC

Nov 30
2004

ENF-04-CDO-1577

In the Matter of Energy Search, Inc., and Stanley J. Fortenberry

Nov 24
2004

IC04-CAF-17

In the Matter of the Dealer Registration of E.S. Marks & Company, Inc.

Nov 24
2004

IC04-CAF-18

In the Matter of The Investment Adviser Registration of Kurtin Financial Advisers, Inc. and The Investment Adviser Representative Registration of Clarence Frank Kurtin

Nov 24
2004

IC04-FIN-19

In the Matter of James Otis Carter

Nov 24
2004

IC04-REV-20

In the Matter of the Dealer Registration of Dupont Securities Group, Inc.

Nov 8
2004

ENF-04-CDO/FIN-1576

In the Matter of National Private Mortgage Services, Inc., AKA NPMS, Inc., and Henry J. Novak

Oct 29
2004

IC04-CAF-16

In the Matter of the Application for the Agent Registration of Bingqing Liu

Oct 22
2004

IC04-CAF-15

In the Matter of the Agent Registration of Grace Temple Barnard

Oct 11
2004

ENF-04-CDO-1575

In the Matter of Auto Depot and James E. Ernst

Sep 27
2004

ENF-04-CDO-1573

In the Matter of American Merchant
Consultants, Inc., Michael Harjo, and Richard Hickman

Sep 22
2004

ENF-04-CDO-1572

In the Matter of Thell G. Prueitt d/b/a Fresh Start Funding Group; David K. Hughes; ATM Marketing, Inc.; Paul R. Miller; and ATM Management, Inc.

Sep 8
2004

ENF-04-CDO-1571

In the Matter of Hew-Tex Oil & Gas Corporation, Peter H. Hewett, William L. Roney, Jr., Ronald K. Allen

Sep 2
2004

ENF-04-CDO-1570

In the Matter of Kevin D. Sepe, Kenneth A. Oxsalida, Youth Enhancement Systems, Inc., Anthony Minasso, Mel Lewis, Roz Goldman, and Quebec Inc. D/B/A Sky Plaza Enterprises

Aug 20
2004

ENF-04-CDO-1568

In the Matter of John Frederick Williams, II, and Jason Adam Danziger

Aug 20
2004

ENF-04-CDO-1569

In the Matter of Dunwell Corporation, Robert C. Duncan, and Taylor Smith

Aug 10
2004

ENF-04-CDO-1567

In the Matter of National Private Mortgage Services, Inc., AKA NPMS, Inc. and Henry J. Novak

Aug 2
2004

IC04-CAF-14

In the Matter of the Applications for the Investment Adviser Registrations of Flyline Management, L.P. and Flyline Genpar, L.P., and the Investment Adviser Representative Registrations of William Forest Tempel

Jul 30
2004

IC04-SUS-13

In the Matter of the Agent Registration of John Frank Lopez

Jul 15
2004

ENF-04-CDO-1566

In the Matter of Glen R. ("Corkey") Campbell, individually and d/b/a Campbell Real Estate and Investments

Jul 13
2004

IC04-CAF-11

In the Matter of the Dealer Registration of Milkie/Ferguson Investments, Inc. and the Agent Registration of Scott Donovan Schroeder

Jul 13
2004

IC04-CAF-12

In the Matter of the Dealer Registration of Pruco Securities, LLC

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