Dec 31
2002

Order No. CDO-1490

In the Matter of Southwest Earth Resources, Inc. and Gary A. Shepherd

Dec 19
2002

Order No. CAF-1488

In the Matter of the Application for Investment Adviser Registration of Kleinheinz Capital Partners, Inc., and the Investment Adviser Representative Registration of John Burke Kleinheinz

Dec 18
2002

Order No. CDO-1487

In the Matter of Hobbs Oil Company; Ray K. Hobbs; and Myra Ray

Nov 26
2002

Order No. FIN-1486

In the Matter of Merrill Lynch, Pierce, Fenner & Smith, Inc.

Nov 18
2002

Order No. CEN-1485

In the Matter of the Agent Registration of Letricia Elayne Preston

Nov 7
2002

Order No. CAF-1484

In the Matter of the Application for the Agent Registration of Harrel B. Hensen

Oct 29
2002

Order No. CAF-1482

In the Matter of the Application for the Agent Registration of Robert Allen Stinziano

Oct 23
2002

Order No. CDO-1480

In the Matter of Sunshine Real Estate Development, Inc.; and Jules B. Fleder

Oct 23
2002

Order No. CDO-1481

In the Matter of Energy Associates, Inc.; John R. Zakharia and Michael Sither

Oct 18
2002

Order No. CDO-1479

In the Matter of Information Brokerage Systems, Inc., and Michael Forbes

Oct 10
2002

Order No. CDO-1478

In the Matter of Virtual Cash Card, LLC; Virtual Cash, LLC; Eric Turner; Kenneth May; joe Roberts; and Tony Perone

Sep 27
2002

Order No. REV-1477

In the Matter of the Dealer Registration of J.P. Gibbons & Co., Inc.

Sep 23
2002

Order No. REV-1474

In the Matter of the Dealer Registration of Bell Investment Group, Inc.

Sep 23
2002

Order No. REV-1475

In the Matter of the Dealer Registration of PMB Securities Co., L.P.

Sep 23
2002

Order No. REV-1476

In the Matter of the Dealer Registration of R.D. White & Co., Inc.

Sep 19
2002

Order No. CAF-1473

In the Matter of the Agent Registration of Stuart Charles Duncan

Sep 17
2002

Order No. CDO-1472

In the Matter of Randal Floyd; Trinity Capital Group; Visions Rehab, LLC

Sep 11
2002

Order No. CAF-1471

In the Matter of the Dealer Registration of Wunderlich Securities, Inc. and the Agent Registration of Micheal Barrett Suttle

Aug 13
2002

Order No. CAF/CDO-1469

In the Matter of the Agent Registration of Neil Wayne Brooks and The Neil W. Brooks and Robert Allen C. Limited Partnership

Aug 8
2002

Order No. CDO-1468

In the Matter of Warren Resources Company, Warren Resources Company #1, LLC and Bryce Patrick Phillips

Aug 1
2002

Order No. CDO-1467

In the Matter of Integrated Direct Marketing Corp., aka IDM, Inc.; Texas State Oil Company; John Browning Stafford; Bill Addison; John Lopez; Tony Watkins; and Kevin Dan Hearn

Jul 11
2002

Order No. CAF-1466

In the Matter of the Investment Adviser Representative Registration of John Randall Wilkes

Jul 1
2002

Order No. CDO-1464

In the Matter of One Share of Stock, Inc., dba OneShare.com and Lance Lee

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