Nov 30
2001

Order No. CAF-1444

In the Matter of the Application for Agent Registration of Travis Nick Duren

Nov 20
2001

Order No. CDO-1442

In the Matter of International Business Consortium, Inc and William L. Brotherton, Sr.

Oct 31
2001

Order No. CDO-1441

In the Matter of U. S. Recycling Corporation; One Trade Corporation; Metals Recycling Depot, Inc.; MRD Partners Jacksonville; Gregory G. White; John H. Malmrose; Anthony Guarino; Peter Sharpe; and Joel Steinberg

Aug 28
2001

Order No. CAF-1439

In the Matter of the Application for Investment Adviser Registration of Resource Design, Inc. and the Agent Registration of Lawrence James Bierwirth

Aug 20
2001

Order No. SUS-1438

In the Matter of the Agent Registration of Kevin Dan Hearn

Aug 13
2001

Order No. CAF-1437

In the Matter of the Investment Adviser Registration of Robert Leon Hall

Aug 8
2001

Order No. CAF-1436

In the Matter of the Application for Investment Adviser Registration of Mentor Financial Advisory Group, LTD. and the Agent Registration of Tankhoa Ngo Coligado

Jul 26
2001

Order No. CDO-1434

In the Matter of John G. Hinojosa, Individually and dba JGH Asset Management Company

Jun 11
2001

Order No. CAF-1433

In the Matter of the Agent Registration of Thomas Francis Doran

Jun 5
2001

Order No. CAF-1432

In the Matter of the Dealer Registration of Protrader Securities Corporation

May 29
2001

Order No. CEN-1429

In the Matter of the Agent Registration of Robert Travis Evans

May 29
2001

Order No. CAF-1430

In the Matter of the Application for Agent Registration of David Hamilton Thompson

May 24
2001

Order No. CAF-1428

In the Matter of the Application for the Investment Adviser Registration of Gerald Ray Chester d/b/a GRC Investments

May 17
2001

Order No. CAF-1427

In the Matter of the Dealer Registration of Woodlands Securities Corporation and the Agent Registrations of Brent Alan Mattson, Brian Van Mattson, and Blake Christian Mattson

May 7
2001

Order No. CAF-1426

In the Matter of the Application for Investment Adviser Registration of Mehta Financial Management, Inc. and the Agent Registration of Ajay Munindra Mehta

May 4
2001

Order No. CP-1425

In the Matter of Leading Solutions, Inc. and Douglas Goodrum

Apr 20
2001

Order No. CAF-1423

In the Matter of the Agent Registration of Lloyd David O'Connor

Apr 9
2001

Order No. CAF-1422

In the Matter of the Application for Agent Registration of Jonathan Alan Feick

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