Dec 30
2000

Order No. CAF-1413

In the Matter of Investment Adviser Registration of McCrory Associates Investment Management, Inc.; the Agent Registration of Aminee Bess McCrory; and the Advisory Activity of Matthew Kissinger

Dec 27
2000

Order No. CAF-1412

In the Matter of the Dealer Registration of the Williams Financial Group, Inc.

Dec 22
2000

Order No. CAF-1411

In the Matter of Dealer Registration of K.W. Chambers & Co. and the Agent Registration of James Ronald Sanford

Dec 15
2000

Order No. CAF-1410

In the Matter of the Agent Registration of James Marvin Windham, Jr.

Dec 4
2000

Order No. CDO-1409

In the Matter of Roberta Ludlow d/b/a C & R Professional Service

Nov 30
2000

Order No. CP-1408

In the Matter of Tamarack Funding Corporation, Garry P. Isaacs, and Mary T. Johnson

Nov 2
2000

Order No. CAF-1407

In the Matter of the Application for Agent Registration of Todd A. Harmon

Oct 23
2000

Order No. CEN-1405

In the Matter of the Application for the Agent Registration of Matthew Tran

Oct 12
2000

Order No. CAF-1403

In the Matter of Lawrence Cheung, the Dealer Registration of Supertrade Securities, Inc. and the Application for Agent Registration of Chiu Keung Wong

Oct 12
2000

Order No. CAF-1404

In the Matter of the Investment Adviser Registration of Marton & Associates, Inc. and the Agent Registration of Sherry Marton

Aug 24
2000

Order No. CAF-1402

In the Matter of the Dealer Registration of American Express Financial Advisors,Inc.

Jul 31
2000

Order No. SSO-1401

In the Mattter of TBX Resources, Inc. and Timothy Paul Burroughs

Jul 11
2000

Order No. CAF-1399

In the Matter of the Investment Adviser Registration of Pulliam & Cable, P.C. and the Agent Registration of Davis Jo Cable

Jul 10
2000

Order No. CP-1398

In the Matter of Tri-West Investment Club and Jason Kingsley

Jul 5
2000

Order No. CAF-1397

In the Matter of the Investment Adviser Registration of Charles Afton Richards

May 17
2000

Order No. SUS-1395

In the Matter of TBX Resources, Inc. and Timothy Paul Burroughs

May 9
2000

Order No. CAF/SUS-1394

In the Matter of the Application for the Investment Adviser Registration of Thomas Raymond Temple

May 3
2000

Order No. REV-1393

In the Matter of the Revocation of the Agent Registration of Darrell Wayne Provost

Apr 28
2000

Order No. CDO-1392

In the Matter of U.S. Professionals, Inc., Benjamin Young, and Kirk Michael Streuling

Apr 12
2000

Order No. CP-1391

In the Matter of Wiltrust.com; Wiltrust.WS; Dave Dunn & Associates; and Dave Dunn

Mar 6
2000

Order No. SSO-1389

In the Matter of First Financial Planners, Inc.; FFP Securities, Inc.; and FFP Advisory Services, Inc.

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