Dec 23
1999

Order No. CAF-1380

In the Matter of the Agent Registration of William Neil Gallagher

Dec 20
1999

Order No. CDO-1379

In the Matter of Mariah Resources, Inc. and James L. Slayton

Dec 16
1999

Order No. CDO-1378

In the Matter of James Everett Surber and James Everett Surber D.B.A. Cornerstone Financial, Inc.

Dec 7
1999

Order No. CAF-1376

In the Matter of the Agent Registration of Charles Alfred Bishop

Nov 1
1999

Order No. CAF-1374

In the Matter of the Application for the Dealer Registration of JPR Capital Corp.

Oct 29
1999

Order No. CP-1373

In the Matter of Stephenson Investment Opportunities and Joseph E. Stephenson

Oct 25
1999

Order No. CDO-1372

In the Matter of Charles Bunn dba Capital Funding Trust, Ltd.

Sep 29
1999

Order No. CAF-1371

In the Matter of the Applications for the Dealer Registration of Premier Group, Inc. and the Agent Registration of Hugh John Graham and Robert Allen Stinziano

Sep 27
1999

Order No. CAF-1370

In the Matter of the Application for Agent Registration of Daniel Eugene Boyd

Jul 7
1999

Order No. REV-1369

In the Matter of the Dealer Registration of Tiger Investment Group, Inc.

Jul 5
1999

Order No. REV-1368

In the Matter of the Dealer Registration of Tap Capital, Inc.

Jun 7
1999

Order No. CAF-1365

In the Matter of the Agent Registration of William Sherman Wilcott, Jr.

May 21
1999

Order No. CAF-1364

In the Matter of the Application for Investment Adviser Registration of Jack Gerald Clark

May 17
1999

Order No. CDO-1362

In the Matter of ATM USA Corporation, Convenient Banking Systems, William H. Miracle, and Michael J. Thomas

May 5
1999

Order No. CAF-1361

In the Matter of the Application for Agent Registration of Joshua Seth Sternlicht

May 3
1999

Order No. CAF-1360

In the Matter of the Application for Registration of Jerry Don Bailey

May 3
1999

Order No. CAF-1359

In the Matter of the Dealer Registration of MML Investors Services, Inc.

Apr 15
1999

Order No. DOR-1358

In the Matter of the Denial of the Agent Registration of William Jack Hawkins

Apr 14
1999

Order No. CAF/SUS-1357

In the Matter of the Application for Dealer Registration of A. CH. Securities, Inc.

Apr 7
1999

Order No. CDO-1356

In the Matter of Everywebsiteintheworld.com, Inc. and Mark Givens

Pages