TITLE 7.BANKING AND SECURITIES
Part 7. STATE SECURITIES BOARD
CHAPTER 104. PROCEDURE FOR REVIEW OF APPLICATIONS
7 TAC §104.4, §104.5
The State Securities Board withdraws proposed amended §104.4 and §104.5 which appeared in the November 14, 2014, issue of theTexas Register (39 TexReg 8822).
Filed with the Office of the Secretary of State on January 27, 2015.
TRD-201500193
John Morgan
Securities Commissioner
State Securities Board
Effective date: January 27, 2015
For further information, please call: (512) 305-8301
CHAPTER 115. SECURITIES DEALERS AND AGENTS
7 TAC §115.2
The State Securities Board withdraws proposed amended §115.2 which appeared in the November 14, 2014, issue of the Texas Register(39 TexReg 8825).
Filed with the Office of the Secretary of State on January 27, 2015.
TRD-201500195
John Morgan
Securities Commissioner
State Securities Board
Effective date: January 27, 2015
For further information, please call: (512) 305-8301
CHAPTER 116. INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
7 TAC §116.2
The State Securities Board withdraws proposed amended §116.2 which appeared in the November 14, 2014, issue of the Texas Register(39 TexReg 8825).
Filed with the Office of the Secretary of State on January 27, 2015.
TRD-201500196
John Morgan
Securities Commissioner
State Securities Board
Effective date: January 27, 2015
For further information, please call: (512) 305-8301
CHAPTER 133. FORMS
7 TAC §133.18
The State Securities Board withdraws proposed new §133.18 which appeared in the November 14, 2014, issue of the Texas Register (39 TexReg 8826).
Filed with the Office of the Secretary of State on January 27, 2015.
TRD-201500197
John Morgan
Securities Commissioner
State Securities Board
Effective date: January 27, 2015
For further information, please call: (512) 305-8301