Aug 20
2001

Order No. SUS-1438

In the Matter of the Agent Registration of Kevin Dan Hearn

Aug 13
2001

Order No. CAF-1437

In the Matter of the Investment Adviser Registration of Robert Leon Hall

Aug 8
2001

Order No. CAF-1436

In the Matter of the Application for Investment Adviser Registration of Mentor Financial Advisory Group, LTD. and the Agent Registration of Tankhoa Ngo Coligado

Aug 1
2001

Order No. CP-1435

In the Matter of Tayo Joda

Jul 26
2001

Order No. CDO-1434

In the Matter of John G. Hinojosa, Individually and dba JGH Asset Management Company

Jul 25
2001

Earl Dean Osbourn, Jr.

Earl Dean Osbourn, Jr. , was indicted by a Randall County Grand Jury for securities fraud in connection with the issuance of securities related to a Dallas company called Nature's Remedies, Inc. The allegations include the non-disclosure of prior securities fraud and tax related convictions. The...
Jun 22
2001

Charles E. Cole

On June 22, 2001 a Johnson County Grand Jury handed up two indictments to the 249th District Court, against Charles E. Cole also known as Chuck Cole for 56 counts of selling unregistered securities and dealing in securities without registration. The case numbers are F34939/34940. A trial date has...
Jun 11
2001

Order No. CAF-1433

In the Matter of the Agent Registration of Thomas Francis Doran

Jun 5
2001

Order No. CAF-1432

In the Matter of the Dealer Registration of Protrader Securities Corporation

Jun 5
2001

Order No. CDO-1431

In the Matter of Byron L. Graham

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