Nov 30
2001

Order No. CAF-1444

In the Matter of the Application for Agent Registration of Travis Nick Duren

Nov 29
2001

Jesse A. Aguilar

On November 29, 2001, Jesse A. Aguilar of Round Rock, Texas pled guilty to conspiracy to commit securities fraud, wire fraud and mail fraud before United States District Court Judge Sam Sparks, in Austin, in connection with the fraudulent offering of Nortex Exploration, Inc. oil and gas interests...
Nov 26
2001

Order No. CDO-1443

In the Matter of James Gilbert Payne

Nov 20
2001

Order No. CDO-1442

In the Matter of International Business Consortium, Inc and William L. Brotherton, Sr.

Nov 8
2001

Dale Pickard

On November 8, 2001, in the 338th District Court of Harris County, Texas, Dale Pickard was sentenced to 20 years in prison by District Judge Elsa Alcala, in connection with his conviction of one count of securities fraud involving an aggregate of over 24 transactions and $262,838.50 in investor...
Oct 31
2001

Order No. CDO-1441

In the Matter of U. S. Recycling Corporation; One Trade Corporation; Metals Recycling Depot, Inc.; MRD Partners Jacksonville; Gregory G. White; John H. Malmrose; Anthony Guarino; Peter Sharpe; and Joel Steinberg

Oct 31
2001

Hendrik Rienstra

On October 31, 2001, in Travis County, Texas, indictments were unsealed charging Hendrik Rienstra with securities fraud and theft. Mr. Rienstra was arrested in Belgium. The securities fraud indictment alleges that Mr. Rienstra was operating a Ponzi scheme and that he intentionally failed to disclose...
Oct 19
2001

Order No. CEN/SUS-1440

In the Matter of the Agent Registration of Charles Milton Coe

Sep 12
2001

Ronalee Levy Orlick, Ihor A. Gary Humesky, Montgomery Lee Merrell, Sharon Jane Hutchinson, Kenneth Dale Ledford

On September 12, 2001, a Tarrant County Grand Jury returned 15 indictments against Ronalee Levy Orlick , Vice-President of American Benefits Services, Inc., of Wellington, Florida; Ihor A. Gary Humesky , President of U.S. Investors Group, Inc., of Clearwater, Florida; Montgomery Lee Merrell , of CMI...
Aug 28
2001

Order No. CAF-1439

In the Matter of the Application for Investment Adviser Registration of Resource Design, Inc. and the Agent Registration of Lawrence James Bierwirth

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