Enforcement Actions Administrative

Jul 9
2003

Order No. REV-1521

In the Matter of the Investment Adviser Registration of A. Ken Flake Financial Services, Inc., DBA Reserve Management, Inc.

Jul 9
2003

Order No. CAF/SUS-1520

In the Matter of the Application for Investment Adviser Representative of Alan Ken Flake

Jun 17
2003

Order No CAF/SUS-1519

In the Matter of the Application for Agent Registration of Jerry Glenn Griggs, Jr.

Jun 12
2003

Order No. CDO/REV-1518

In the Matter of the Agent Registration of Robert Kurtis Mauss

Jun 5
2003

Order No. CEN-1517

In the Matter of the Application for Investment Adviser Registration of Murphy Financial Advisors, Inc., and the Investment Adviser Representative Registration of Jess Dean Murphy

May 29
2003

Order No. REV-1470-V

In the Matter of the Dealer Registration of The Barington Capital Group, L.P.

May 28
2003

Order No. CDO-1516

In the Matter of Ameri-Q Energy, Inc.; Ulric Jack Sweesy; Michael O'Reilly; Mike Wiessing; and Blake Cummings

May 20
2003

Order No. CDO-1515

In the Matter of Woodlands S.A. Financial Services, Inc.

May 19
2003

Order No. CAF/SUS-1514

In the Matter of the Dealer Registration of Premier Group, Inc. and the Agent Registration of Hugh John Graham

May 12
2003

Order No. CDO-1513

In the Matter of Global One Foundation (G.O.F.-U.S.A.), Inc.; Global One Foundation (G.O.F.), Inc.; Gregory Lee Paulson; Beverly K. Paulson; Diana E. Morris and Adam S. Saab