Enforcement Actions Administrative

In the Matter of Strategic Financial Advisors, Inc. and David Kaye

In the Matter of National CD Brokers AKA NCDB; Phil Head; Harris I. Strong and Rita Brychta

In the Matter of the Dealer Registration of U.S. Bancorp Piper Jaffray Inc.

In the Matter of Thell G. Prueitt DBA Fresh Start Funding Group; David K. Hughes; ATM Marketing, Inc.; Paul R. Miller; and ATM Mangement, Inc.

In the Matter of the Dealer Registration of Credit Suisse First Boston LLC, f/k/a Credit Suisse First Boston Corporation

In the Matter of the Dealer Registration of Ameritas Investment Corporation

In the Matter of the Dealer Registrations of UBS Warburg LLC and UBS Painewebber Inc.

In the Matter of the Dealer Registration of Goldman, Sachs & Co.

In the Matter of the Application for Agent Registration of Kenneth Paul Lawrence

In the Matter of the Application for Agent Registration of Tony Eugene Morrison