For Professionals & the Industry
Registration of Dealers & Investment Advisers
Regulation of Securities Offerings
Complying with the Law
The Latest News & Publications
Robert Mangiafico Jr., a 55-year-old resident of Carrollton, was sentenced by the 296th District Court in Collin County to serve 20 years for evading arrest with a deadly weapon and 63 years for possession with intent to deliver GHB...
Securities Commissioner Travis J. Iles entered an Emergency Cease and Desist Order against Prestige Equity and others accused of illegally offering lucrative investments tied to a private equity fund.
According to the order, the parties are claiming investors become limited...
About the Texas Securities Board
The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.