Classification Number: 3502
Starting Wage: $4,166.67/Month
Opening Date: 2/25/2021
Closing Date: Until filled
Agency: STATE SECURITIES BOARD
Mailing Address: P.O. Box 13167, Austin, Texas 78711-3167
Work Location Address: 208 East 10th Street, Austin, Texas 78701
Number of Openings: 1
FLSA Exempt: Yes
Travel Required: Yes, up to 25%
Texas Drivers License Required: Yes
The Texas State Securities Board is responsible for administering the Texas Securities Act, the statute that regulates the securities market in Texas. This position is in the agency’s Enforcement Division, which is responsible for detecting and preventing violations of the Securities Act. These violations include fraud committed in connection with the sale of securities, sales of unregistered securities, and sales of securities by unregistered dealers and agents. The Enforcement Division is also charged with pursuing appropriate administrative, civil, or criminal action against parties that violate the Securities Act.
This position is responsible for identifying and investigating violations of the Securities Act. The attorney develops evidence by reviewing offering memoranda and financial records, secures subpoenas for documentary evidence, and interviews and takes testimony from witnesses. The attorney is also responsible for preparing administrative, civil, and criminal enforcement actions, and he or she participates in hearings, discovery, and negotiations, and litigates contested cases before the State Office of Administrative Hearings. The attorney will manage a docket of cases and work collaboratively with other personnel on larger projects.
MINIMUM QUALIFICATIONS (License, Education, Experience):
The minimum qualifications require graduation from accredited law school with J.D. Degree. The candidate must either be licensed to practice law in Texas or awaiting results from the most recent Texas bar examination. Other minimum qualifications include the following:
- Skill in using a computer for word-processing, data entry/retrieval, and communicating with others.
- Skill in effective oral and written communication
- Skill in conducting effective research.
- Ability to handle stressful situations.
- Ability to receive and respond positively to constructive feedback.
- Ability to work cooperatively with others in a friendly and collegial manner.
- Ability to work under pressure and meet deadlines.
- Ability to work cooperatively with others in a professional office environment.
- Ability to provide excellent customer service.
- Ability to obtain and maintain a valid driver’s license.
- Ability to work more than 40 hours as needed and in compliance with the FLSA.
PREFERRED KNOWLEDGE, SKILLS, AND ABILITIES:
Working knowledge and experience with open records laws and processing of TPIA requests; Texas and/or federal legislative process; securities regulation or the securities industry. Recent (within the past 4 years) experience in any or all these areas.
HOW TO APPLY (Application procedure, Special requirements):
To be considered for this position, you must submit (1) a completed standard state application, (2) a State Securities Board “Supplement To Application For Employment”, (3) a copy of your law school transcripts, and (4) a writing sample. Applications and the Supplement form may be accessed from the Agency website at https://www.ssb.texas.gov/about-us/employment-opportunities. Completed applications, along with the supplement, transcripts, and writing sample, should be emailed to email@example.com. You may also mail to Human Resources, State Securities Board, P.O. Box 13167, Austin, Texas 78711-3167, or fax to 512-305-8327. Resumes will not be accepted in lieu of a standard state application. Applicants to be interviewed will be contacted by the Agency. Applications accepted for this position only.
Veterans, Reservist, or Guardsmen with an MOS or additional duties pertaining to the minimum experience requirements may meet the minimum qualifications for this position.